-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AAtl6OrnJAzMJtd+cw4d+H+R/T6dTsrMRueb7J+Ef4bPPalvxq8VhtGdKiNOUP25 BWV2n+Jvy2xdg9sJ2cUGBw== 0001179110-10-014920.txt : 20101012 0001179110-10-014920.hdr.sgml : 20101011 20101012174840 ACCESSION NUMBER: 0001179110-10-014920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101008 FILED AS OF DATE: 20101012 DATE AS OF CHANGE: 20101012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Angrick William P III CENTRAL INDEX KEY: 0001352618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 101120084 MAIL ADDRESS: STREET 1: C/O LIQUIDITY SERVICES, INC. STREET 2: 1920 L STREET, N.W., 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 4 1 edgar.xml FORM 4 - X0303 4 2010-10-08 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001352618 Angrick William P III C/O LIQUIDITY SERVICES, INC. 1920 L STREET, N.W., 6TH FLOOR WASHINGTON DC 20036 1 1 1 0 Chairman of the Board and CEO Common Stock 2010-10-08 4 S 0 10000 16.09 D 5573194 I By the William P. Angrick III Revocable Trust Common Stock 2010-10-11 4 S 0 10000 16.29 D 5563194 I By the William P. Angrick III Revocable Trust Common Stock 2010-10-12 4 S 0 10000 16.02 D 5553194 I By the William P. Angrick III Revocable Trust Common Stock 101527 D Common Stock 873379 I By the William P. Angrick III 2005 Irrevocable Trust Common Stock 314468 I By the Stephanie S. Angrick Revocable Trust Common Stock 289377 I By the Stephanie S. Angrick 2005 Irrevocable Trust Common Stock 99367 I By the Stephanie S. Angrick 2005 Qualified Grantor Retained Annuity Trust Employee Stock Option 9.96 2019-10-01 Common Stock 26334 26334 D Employee Stock Option 9.96 2019-10-01 Common Stock 109589 109589 D Employee Stock Option 8.23 2018-10-01 Common Stock 80000 80000 D Employee Stock Option 12.02 2017-10-01 Common Stock 84000 84000 D Employee Stock Option 17.63 2016-09-21 Common Stock 100000 100000 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2010. These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. These shares are held in a trust for the benefit of the reporting person's spouse, who is also trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Twenty-five percent of this restricted stock grant vested on October 1, 2010 and thereafter 1/4th of the restricted stock grant will vest October 1 of each year for three years. Twenty-five percent of this option grant vested on October 1, 2010 and thereafter 1/48th of the option grant will vest each month for thirty-six months. Twenty-five percent of this option grant vested on October 1, 2009 and thereafter 1/48th of the option grant will vest each month for thirty-six months. Twenty-five percent of this option grant vested on October 1, 2008 and thereafter 1/48th of the option grant will vest each month for thirty-six months. These options became fully vested on September 21, 2010. /s/ James E. Williams, by power of attorney 2010-10-12 -----END PRIVACY-ENHANCED MESSAGE-----