0001209191-20-031042.txt : 20200520
0001209191-20-031042.hdr.sgml : 20200520
20200520192643
ACCESSION NUMBER: 0001209191-20-031042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200518
FILED AS OF DATE: 20200520
DATE AS OF CHANGE: 20200520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PINNEY ALESIA LEE
CENTRAL INDEX KEY: 0001235461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 20899578
MAIL ADDRESS:
STREET 1: AVALARA, INC.
STREET 2: 255 SOUTH KING ST., SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-18
0
0001348036
AVALARA, INC.
AVLR
0001235461
PINNEY ALESIA LEE
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
0
1
0
0
See Remarks
Common Stock
2020-05-18
4
M
0
3553
12.34
A
38318
D
Common Stock
2020-05-18
4
M
0
3556
13.84
A
41874
D
Common Stock
2020-05-18
4
M
0
660
16.60
A
42534
D
Common Stock
2020-05-18
4
S
0
2669
104.59
D
39865
D
Common Stock
2020-05-18
4
S
0
5100
105.32
D
34765
D
Common Stock
2020-05-20
4
M
0
2135
16.60
A
36900
D
Common Stock
2020-05-20
4
M
0
1389
39.76
A
38289
D
Common Stock
2020-05-20
4
S
0
3524
109.00
D
34765
D
Stock Option (right to buy)
12.34
2020-05-18
4
M
0
3553
0.00
D
2026-06-16
Common Stock
3553
0
D
Stock Option (right to buy)
13.84
2020-05-18
4
M
0
3556
0.00
D
2027-02-09
Common Stock
3556
9484
D
Stock Option (right to buy)
16.60
2020-05-18
4
M
0
660
0.00
D
2028-01-23
Common Stock
660
20768
D
Stock Option (right to buy)
16.60
2020-05-20
4
M
0
2135
0.00
D
2028-01-23
Common Stock
2135
18633
D
Stock Option (right to buy)
39.76
2020-05-20
4
M
0
1389
0.00
D
2029-01-28
Common Stock
1389
14816
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.98, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.08 to $105.99, inclusive.
25% of the total shares subject to the option vested and became exercisable on May 5, 2017, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on May 5, 2020.
25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023.
Executive Vice President, General Counsel, and Secretary
/s/ Alesia Lee Pinney
2020-05-20