0001209191-19-044875.txt : 20190806 0001209191-19-044875.hdr.sgml : 20190806 20190806174158 ACCESSION NUMBER: 0001209191-19-044875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190805 FILED AS OF DATE: 20190806 DATE AS OF CHANGE: 20190806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINNEY ALESIA LEE CENTRAL INDEX KEY: 0001235461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 191003290 MAIL ADDRESS: STREET 1: AVALARA, INC. STREET 2: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-05 0 0001348036 AVALARA, INC. AVLR 0001235461 PINNEY ALESIA LEE 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 0 1 0 0 See Remarks Common Stock 2019-08-05 4 M 0 1184 12.34 A 28047 D Common Stock 2019-08-05 4 S 0 1184 75.83 D 26863 D Stock Option (right to buy) 12.34 2019-08-05 4 M 0 1184 0.00 D 2026-06-16 Common Stock 1184 10657 D Includes 515 shares purchased under the Avalara, Inc. 2018 Employee Stock Purchase Plan on July 31, 2019. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2019. The option vested and became exercisable as to 25% of the total shares on May 5, 2017, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on May 5, 2020. Executive Vice President, General Counsel, and Secretary /s/ Daniel E. Manning, Attorney-in-Fact 2019-08-06