0001633978-17-000151.txt : 20171121
0001633978-17-000151.hdr.sgml : 20171121
20171121192707
ACCESSION NUMBER: 0001633978-17-000151
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171120
FILED AS OF DATE: 20171121
DATE AS OF CHANGE: 20171121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOWE ALAN S
CENTRAL INDEX KEY: 0001234673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 171218144
MAIL ADDRESS:
STREET 1: 46897 BAYSIDE PARKWAY
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
4
1
wf-form4_151131041446674.xml
FORM 4
X0306
4
2017-11-20
0
0001633978
Lumentum Holdings Inc.
LITE
0001234673
LOWE ALAN S
C/O LUMENTUM
400 NORTH MCCARTHY BLVD
MILPITAS
CA
95035
0
1
0
0
CEO and President
Common Stock
2017-11-20
4
F
0
6125
57.50
D
231763
D
Common Stock
2017-11-21
4
S
0
5548
58.5303
D
226215
D
These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award.
Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-17.
The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.25 to $58.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ Judy G Hamel as Attorney-in-Fact
2017-11-21