0001633978-17-000051.txt : 20170523 0001633978-17-000051.hdr.sgml : 20170523 20170523184516 ACCESSION NUMBER: 0001633978-17-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170520 FILED AS OF DATE: 20170523 DATE AS OF CHANGE: 20170523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOWE ALAN S CENTRAL INDEX KEY: 0001234673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 17865082 MAIL ADDRESS: STREET 1: 46897 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_149557950240730.xml FORM 4 X0306 4 2017-05-20 0 0001633978 Lumentum Holdings Inc. LITE 0001234673 LOWE ALAN S C/O LUMENTUM 400 NORTH MCCARTHY BLVD MILPITAS CA 95035 0 1 0 0 CEO and President Common Stock 2017-05-20 4 M 0 2285 0 A 143447 D Common Stock 2017-05-22 4 F 0 1200 53.90 D 142247 D Common Stock 2017-05-23 4 S 0 1085 58.15 D 141162 D Restricted Stock Units 0.0 2017-05-20 4 M 0 2285 0 D 2017-05-20 Common Stock 2285.0 2286 D Each unit converts upon vesting into one share of common stock. Sale of shares pursuant to 10b5-1 plan dated 5/31/2016. Restricted Stock Units have no expiration date. /s/ Judy G Hamel as Attorney-in-Fact 2017-05-23