0001104659-19-021982.txt : 20190417
0001104659-19-021982.hdr.sgml : 20190417
20190417170231
ACCESSION NUMBER: 0001104659-19-021982
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190415
FILED AS OF DATE: 20190417
DATE AS OF CHANGE: 20190417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RADY PAUL M
CENTRAL INDEX KEY: 0001234637
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38075
FILM NUMBER: 19753602
MAIL ADDRESS:
STREET 1: 1625 17TH STREET
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Antero Midstream Corp
CENTRAL INDEX KEY: 0001623925
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922]
IRS NUMBER: 611748605
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1615 WYNKOOP STREET
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: (303) 357-7310
MAIL ADDRESS:
STREET 1: 1615 WYNKOOP STREET
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Antero Midstream GP LP
DATE OF NAME CHANGE: 20170505
FORMER COMPANY:
FORMER CONFORMED NAME: Antero Resources Midstream Management LLC
DATE OF NAME CHANGE: 20141031
4
1
a4.xml
4
X0306
4
2019-04-15
0
0001623925
Antero Midstream Corp
AM
0001234637
RADY PAUL M
1615 WYNKOOP STREET
DENVER
CO
80202
1
1
1
0
Chief Executive Officer
Common stock, par value $0.01 per share
2019-04-15
4
F
0
29134
14.16
D
9619160
D
Common stock, par value $0.01 per share
2019-04-15
4
A
0
77684
0
A
9696844
D
Common stock, par value $0.01 per share
19180821
I
See Footnote
Performance Share Units
2019-04-15
4
A
0
77684
0
A
Common Stock
77684
77684
D
In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2019.
Includes 99,069 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.
Common Stock subject to a Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vest in four equal installments on the first four anniversaries of the grant date.
Represents securities held by Mockingbird Investment, LLC ("Mockingbird"). The Reporting Person owns a 3.68% limited liability company interest in Mockingbird, and a trust under his control owns the remaining 96.32%. The Reporting Person disclaims beneficial ownership of all securities held by Mockingbird except to the extent of his pecuniary interest therein.
Each performance share unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer.
The PSUs vest on April 15, 2022 based upon the Issuer's achievement of absolute total shareholder return goals. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 200% of the target number of PSUs, as shown in columns 5 and 6.
/s/ Alvyn A. Schopp, as attorney-in-fact for Paul M. Rady
2019-04-16