0001104659-19-021982.txt : 20190417 0001104659-19-021982.hdr.sgml : 20190417 20190417170231 ACCESSION NUMBER: 0001104659-19-021982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190415 FILED AS OF DATE: 20190417 DATE AS OF CHANGE: 20190417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RADY PAUL M CENTRAL INDEX KEY: 0001234637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38075 FILM NUMBER: 19753602 MAIL ADDRESS: STREET 1: 1625 17TH STREET CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Antero Midstream Corp CENTRAL INDEX KEY: 0001623925 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 611748605 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1615 WYNKOOP STREET CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: (303) 357-7310 MAIL ADDRESS: STREET 1: 1615 WYNKOOP STREET CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Antero Midstream GP LP DATE OF NAME CHANGE: 20170505 FORMER COMPANY: FORMER CONFORMED NAME: Antero Resources Midstream Management LLC DATE OF NAME CHANGE: 20141031 4 1 a4.xml 4 X0306 4 2019-04-15 0 0001623925 Antero Midstream Corp AM 0001234637 RADY PAUL M 1615 WYNKOOP STREET DENVER CO 80202 1 1 1 0 Chief Executive Officer Common stock, par value $0.01 per share 2019-04-15 4 F 0 29134 14.16 D 9619160 D Common stock, par value $0.01 per share 2019-04-15 4 A 0 77684 0 A 9696844 D Common stock, par value $0.01 per share 19180821 I See Footnote Performance Share Units 2019-04-15 4 A 0 77684 0 A Common Stock 77684 77684 D In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2019. Includes 99,069 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting. Common Stock subject to a Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vest in four equal installments on the first four anniversaries of the grant date. Represents securities held by Mockingbird Investment, LLC ("Mockingbird"). The Reporting Person owns a 3.68% limited liability company interest in Mockingbird, and a trust under his control owns the remaining 96.32%. The Reporting Person disclaims beneficial ownership of all securities held by Mockingbird except to the extent of his pecuniary interest therein. Each performance share unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer. The PSUs vest on April 15, 2022 based upon the Issuer's achievement of absolute total shareholder return goals. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 200% of the target number of PSUs, as shown in columns 5 and 6. /s/ Alvyn A. Schopp, as attorney-in-fact for Paul M. Rady 2019-04-16