0000919574-20-003307.txt : 20200513 0000919574-20-003307.hdr.sgml : 20200513 20200513201949 ACCESSION NUMBER: 0000919574-20-003307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200511 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMALL ROBERT J CENTRAL INDEX KEY: 0001234544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32833 FILM NUMBER: 20874996 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TransDigm Group INC CENTRAL INDEX KEY: 0001260221 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 510484716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1301 EAST 9TH STREET STREET 2: SUITE 3000 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216 706 2960 MAIL ADDRESS: STREET 1: 1301 EAST 9TH STREET STREET 2: SUITE 3000 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: TD HOLDING CORP DATE OF NAME CHANGE: 20030818 4 1 ownership.xml X0306 4 2020-05-11 0 0001260221 TransDigm Group INC TDG 0001234544 SMALL ROBERT J C/O BERKSHIRE PARTNERS LLC 200 CLARENDON STREET, 35TH FLOOR BOSTON MA 02116 1 0 0 0 Common Stock 2020-05-13 4 P 0 224 313.3 A 161942 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 9076 313.3 A 2171093 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 323 314.22 A 162265 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 13077 314.22 A 2184170 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 43 315.03 A 162308 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 1757 315.03 A 2185927 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 49 316.57 A 162357 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 1972 316.57 A 2187899 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 240 317.42 A 162597 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 9732 317.42 A 2197631 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 355 318.43 A 162952 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 14383 318.43 A 2212014 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 289 319.49 A 163241 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 11702 319.49 A 2223716 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 233 319.98 A 163474 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 9466 319.98 A 2233182 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 93 320.04 A 163567 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 1847 320.04 A 2235029 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 367 321.52 A 163934 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 7253 321.52 A 2242282 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 257 322.44 A 164191 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 5084 322.44 A 2247366 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 243 323.57 A 164434 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 4816 323.57 A 2252182 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 135 324.29 A 164569 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 2675 324.29 A 2254857 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 228 325.43 A 164797 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 4502 325.43 A 2259359 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 217 326.37 A 165014 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 4283 326.37 A 2263642 I By Berkshire Entities Represents shares held by Stockbridge Partners LLC ("SP") on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of SP. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by SP. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Represents shares held directly or indirectly by Berkshire Fund VIII, L.P. ("VIII"), Berkshire Fund VIII-A, L.P. ("VIII-A"), Berkshire Fund IX, L.P. ("IX"), Berkshire Fund IX-A, L.P. ("IX-A"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV"), Stockbridge Fund, L.P. ("SF") and Stockbridge Absolute Return Fund, L.P. ("SARF") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners LLC, the registered investment adviser to VIII, VIII-A, IX, IX-A, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF and SARF. Eighth Berkshire Associates LLC ("8BA") is the general partner of each of VIII and VIII-A. Ninth Berkshire Associates LLC ("9BA") is the general partner of each of IX and IX-A. [Continued from Footnote 2] Stockbridge Associates LLC ("SA") is the general partner of each of SF and SARF. The Reporting Person is a managing member of each of BPH, BPSP, BP, SP, 8BA, 9BA, SA, Investors III and Investors IV. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $312.87 to $313.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $313.87 to $314.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $314.87 to $315.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $315.87 to $316.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $316.87 to $317.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $317.87 to $318.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $318.87 to $319.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $319.87 to $320. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $320 to $320.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $321 to $321.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $322 to $322.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $323 to $323.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $324 to $324.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $325 to $325.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $326 to $326.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Due to Form 4 row restrictions, the Reporting Person's cumulative Form 4 has been broken into 4 parts. This is part 3 of 4. /s/ Robert J. Small 2020-05-13