0000919574-20-003307.txt : 20200513
0000919574-20-003307.hdr.sgml : 20200513
20200513201949
ACCESSION NUMBER: 0000919574-20-003307
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200511
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMALL ROBERT J
CENTRAL INDEX KEY: 0001234544
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32833
FILM NUMBER: 20874996
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TransDigm Group INC
CENTRAL INDEX KEY: 0001260221
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 510484716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1301 EAST 9TH STREET
STREET 2: SUITE 3000
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216 706 2960
MAIL ADDRESS:
STREET 1: 1301 EAST 9TH STREET
STREET 2: SUITE 3000
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: TD HOLDING CORP
DATE OF NAME CHANGE: 20030818
4
1
ownership.xml
X0306
4
2020-05-11
0
0001260221
TransDigm Group INC
TDG
0001234544
SMALL ROBERT J
C/O BERKSHIRE PARTNERS LLC
200 CLARENDON STREET, 35TH FLOOR
BOSTON
MA
02116
1
0
0
0
Common Stock
2020-05-13
4
P
0
224
313.3
A
161942
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
9076
313.3
A
2171093
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
323
314.22
A
162265
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
13077
314.22
A
2184170
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
43
315.03
A
162308
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
1757
315.03
A
2185927
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
49
316.57
A
162357
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
1972
316.57
A
2187899
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
240
317.42
A
162597
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
9732
317.42
A
2197631
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
355
318.43
A
162952
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
14383
318.43
A
2212014
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
289
319.49
A
163241
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
11702
319.49
A
2223716
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
233
319.98
A
163474
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
9466
319.98
A
2233182
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
93
320.04
A
163567
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
1847
320.04
A
2235029
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
367
321.52
A
163934
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
7253
321.52
A
2242282
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
257
322.44
A
164191
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
5084
322.44
A
2247366
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
243
323.57
A
164434
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
4816
323.57
A
2252182
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
135
324.29
A
164569
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
2675
324.29
A
2254857
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
228
325.43
A
164797
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
4502
325.43
A
2259359
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
217
326.37
A
165014
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
4283
326.37
A
2263642
I
By Berkshire Entities
Represents shares held by Stockbridge Partners LLC ("SP") on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of SP. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by SP. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Represents shares held directly or indirectly by Berkshire Fund VIII, L.P. ("VIII"), Berkshire Fund VIII-A, L.P. ("VIII-A"), Berkshire Fund IX, L.P. ("IX"), Berkshire Fund IX-A, L.P. ("IX-A"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV"), Stockbridge Fund, L.P. ("SF") and Stockbridge Absolute Return Fund, L.P. ("SARF") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners LLC, the registered investment adviser to VIII, VIII-A, IX, IX-A, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF and SARF. Eighth Berkshire Associates LLC ("8BA") is the general partner of each of VIII and VIII-A. Ninth Berkshire Associates LLC ("9BA") is the general partner of each of IX and IX-A.
[Continued from Footnote 2] Stockbridge Associates LLC ("SA") is the general partner of each of SF and SARF. The Reporting Person is a managing member of each of BPH, BPSP, BP, SP, 8BA, 9BA, SA, Investors III and Investors IV. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $312.87 to $313.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $313.87 to $314.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $314.87 to $315.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $315.87 to $316.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $316.87 to $317.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $317.87 to $318.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $318.87 to $319.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $319.87 to $320. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $320 to $320.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $321 to $321.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $322 to $322.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $323 to $323.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $324 to $324.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $325 to $325.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $326 to $326.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Due to Form 4 row restrictions, the Reporting Person's cumulative Form 4 has been broken into 4 parts. This is part 3 of 4.
/s/ Robert J. Small
2020-05-13