0001209191-19-046624.txt : 20190819 0001209191-19-046624.hdr.sgml : 20190819 20190819170510 ACCESSION NUMBER: 0001209191-19-046624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190702 FILED AS OF DATE: 20190819 DATE AS OF CHANGE: 20190819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STANG ERIC B CENTRAL INDEX KEY: 0001234045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 191037126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-02 0 0001327688 OOMA INC OOMA 0001234045 STANG ERIC B C/O OOMA, INC. 525 ALMANOR AVE., SUITE 200 SUNNYVALE CA 94085 1 1 0 0 CEO and Pres. Common Stock 2019-07-02 5 G 0 E 121760 0.00 D 0 I By the Stang Family 2014 Grantor Retained Annuity Trust Common Stock 2019-08-15 4 S 0 4267 12.0006 D 894266 I By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust Common Stock 362500 D This transaction involved the gift of shares by the reporting person to various trusts for his children from the Stang Family 2014 Grantor Retained Annuity Trust (the "GRAT"). The reporting person is not the trustee of any of his children's trusts. The reporting person disclaims beneficial ownership of the shares held in his children's trusts and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares. Following the transfer described in footnote 1 above, there are no shares remaining in the GRAT, of which the reporting person was the trustee. Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. The range of prices for the shares of Common Stock is from $12.00 to $12.01. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees. /s/ Eric B. Stang 2019-08-19