0000899243-16-017712.txt : 20160405 0000899243-16-017712.hdr.sgml : 20160405 20160405205810 ACCESSION NUMBER: 0000899243-16-017712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160405 DATE AS OF CHANGE: 20160405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seres Therapeutics, Inc. CENTRAL INDEX KEY: 0001609809 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 274326290 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 215 FIRST STREET STREET 2: SUITE 440 CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617 945 9626 MAIL ADDRESS: STREET 1: 215 FIRST STREET STREET 2: SUITE 440 CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER COMPANY: FORMER CONFORMED NAME: Seres Health, Inc. DATE OF NAME CHANGE: 20140603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK DAVID N CENTRAL INDEX KEY: 0001233684 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37465 FILM NUMBER: 161556396 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-01 0 0001609809 Seres Therapeutics, Inc. MCRB 0001233684 COOK DAVID N C/O SERES THERAPEUTICS, INC. 215 FIRST STREET CAMBRIDGE MA 02142 0 1 0 0 Chief Scientific Officer & EVP Common Stock 2016-04-01 4 S 0 46650 25.74 D 183023 D Common Stock 2016-04-01 4 S 0 6350 26.90 D 176673 D Common Stock 2016-04-04 4 S 0 8000 28.00 D 168673 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.27 to $26.21. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.32 to $27.15. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Roger J. Pomerantz, Attorney-in-Fact 2016-04-05