X0306 4 2016-04-14 0 0001006837 HC2 Holdings, Inc. HCHC 0001233569 FALCONE PHILIP C/O HC2 HOLDINGS, INC. 505 HUNTMAR PARK DRIVE, SUITE 325 HERNDON VA 20170 1 1 1 0 CEO, Chairman & President Stock Option (Right to Buy) 7.50 2016-04-14 4 A 0 500000 0 A 2026-04-14 Common Stock 500000 500000 D Stock Option (Right to Buy) 10.50 2016-04-14 4 A 0 500000 0 A 2026-04-14 Common Stock 500000 500000 D Stock Option (Right to Buy) 13.50 2016-04-14 4 A 0 500000 0 A 2026-04-14 Common Stock 500000 500000 D Reflects shares underlying an option (the "Option") to purchase an aggregate of 1,500,000 shares of the common stock of HC2 Holdings, Inc. (the "Company") issued pursuant to the Company's 2014 Omnibus Equity Award Plan at per share exercise prices as follows: (a) $7.50 with respect to an option to acquire 500,000 shares; (b) $10.50 with respect to an option to acquire 500,000 shares; and (c) $13.50 with respect to an option to acquire 500,000 shares. The Option vests in three equal installments on each of the first three anniversaries following the grant date (with each tranche vesting one-third on each such date). /s/ Philip A. Falcone 2016-04-18