0001209191-17-011276.txt : 20170215
0001209191-17-011276.hdr.sgml : 20170215
20170215191748
ACCESSION NUMBER: 0001209191-17-011276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170213
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-8400
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN GODFREY
CENTRAL INDEX KEY: 0001233412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 17616092
MAIL ADDRESS:
STREET 1: SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-13
0
0001353283
SPLUNK INC
SPLK
0001233412
SULLIVAN GODFREY
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
1
0
0
0
Common Stock
2017-02-13
4
M
0
25000
0.565
A
947926
D
Common Stock
2017-02-13
4
S
0
35400
62.07
D
912526
D
Common Stock
2017-02-13
4
S
0
4600
62.50
D
907926
D
Common Stock
2017-02-14
4
M
0
25000
0.565
A
932926
D
Common Stock
2017-02-14
4
S
0
40000
61.87
D
892926
D
Common Stock
2017-02-15
4
M
0
25000
0.565
A
917926
D
Common Stock
2017-02-15
4
S
0
17300
62.42
A
900626
D
Common Stock
2017-02-15
4
S
0
22700
63.08
A
877926
D
Common Stock
100000
I
See footnote
Employee Stock Option (right to buy)
0.565
2017-02-13
4
M
0
25000
0.00
D
2018-09-16
Common Stock
25000
887515
D
Employee Stock Option (right to buy)
0.565
2017-02-14
4
M
0
25000
0.00
D
2018-09-16
Common Stock
25000
862515
D
Employee Stock Option (right to buy)
0.565
2017-02-15
4
M
0
25000
0.00
D
2018-09-16
Common Stock
25000
837515
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2015.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.42 to $62.41 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.42 to $62.92 inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.66 to $62.21, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.77 to $62.76, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.77 to $63.22, inclusive.
Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee.
The option is fully vested and immediately exercisable.
/s/ Steve Dean, by power of attorney
2017-02-15