0000913849-17-000266.txt : 20170810
0000913849-17-000266.hdr.sgml : 20170810
20170810150052
ACCESSION NUMBER: 0000913849-17-000266
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170808
FILED AS OF DATE: 20170810
DATE AS OF CHANGE: 20170810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RIVERNORTH CAPITAL PARTNERS, L.P.
CENTRAL INDEX KEY: 0001456771
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21357
FILM NUMBER: 171021125
BUSINESS ADDRESS:
STREET 1: 325 N. LASALLE ST.
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312)832-1440
MAIL ADDRESS:
STREET 1: 325 N. LASALLE ST.
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RiverNorth Institutional Partners, L.P.
CENTRAL INDEX KEY: 0001480795
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21357
FILM NUMBER: 171021124
BUSINESS ADDRESS:
STREET 1: 325 N. LASALLE ST.
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-832-0426
MAIL ADDRESS:
STREET 1: 325 N. LASALLE ST.
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001447578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21357
FILM NUMBER: 171021126
BUSINESS ADDRESS:
STREET 1: 325 N. LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-832-0409
MAIL ADDRESS:
STREET 1: 325 N. LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER NAME:
FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC.
DATE OF NAME CHANGE: 20081009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANKLIN LTD DURATION INCOME TRUST
CENTRAL INDEX KEY: 0001233087
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403-1906
FORMER COMPANY:
FORMER CONFORMED NAME: FRANKLIN TEMPLETON LTD DURATION INCOME TRUST
DATE OF NAME CHANGE: 20060111
FORMER COMPANY:
FORMER CONFORMED NAME: FRANKLIN TEMPLETON LIMITED DURATION INCOME TRUST
DATE OF NAME CHANGE: 20030718
FORMER COMPANY:
FORMER CONFORMED NAME: FRANKLIN TEMPLETON STRATEGIC INCOME TRUST
DATE OF NAME CHANGE: 20030515
4
1
form4_081017.xml
OWNERSHIP DOCUMENT
X0306
4
2017-08-08
0
0001233087
FRANKLIN LTD DURATION INCOME TRUST
FTF
0001447578
RIVERNORTH CAPITAL MANAGEMENT, LLC
325 N. LASALLE STREET
SUITE 645
CHICAGO
IL
60654
0
0
1
0
0001456771
RIVERNORTH CAPITAL PARTNERS, L.P.
325 N. LASALLE ST.
SUITE 645
CHICAGO
IL
60654
0
0
1
0
0001480795
RiverNorth Institutional Partners, L.P.
325 N. LASALLE ST.
SUITE 645
CHICAGO
IL
60654
0
0
1
0
Auction Rate Preferred Shares
2017-08-08
2017-08-14
4
D
0
1820
D
0
I
By Affiliates
Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein.
94% of par.
/s/Marcus Collins, General Counsel and Chief Compliance Officer
2017-08-10