0000913849-17-000266.txt : 20170810 0000913849-17-000266.hdr.sgml : 20170810 20170810150052 ACCESSION NUMBER: 0000913849-17-000266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170808 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIVERNORTH CAPITAL PARTNERS, L.P. CENTRAL INDEX KEY: 0001456771 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21357 FILM NUMBER: 171021125 BUSINESS ADDRESS: STREET 1: 325 N. LASALLE ST. STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312)832-1440 MAIL ADDRESS: STREET 1: 325 N. LASALLE ST. STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RiverNorth Institutional Partners, L.P. CENTRAL INDEX KEY: 0001480795 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21357 FILM NUMBER: 171021124 BUSINESS ADDRESS: STREET 1: 325 N. LASALLE ST. STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-0426 MAIL ADDRESS: STREET 1: 325 N. LASALLE ST. STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001447578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21357 FILM NUMBER: 171021126 BUSINESS ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-0409 MAIL ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER NAME: FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20081009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN LTD DURATION INCOME TRUST CENTRAL INDEX KEY: 0001233087 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403-1906 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN TEMPLETON LTD DURATION INCOME TRUST DATE OF NAME CHANGE: 20060111 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN TEMPLETON LIMITED DURATION INCOME TRUST DATE OF NAME CHANGE: 20030718 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN TEMPLETON STRATEGIC INCOME TRUST DATE OF NAME CHANGE: 20030515 4 1 form4_081017.xml OWNERSHIP DOCUMENT X0306 4 2017-08-08 0 0001233087 FRANKLIN LTD DURATION INCOME TRUST FTF 0001447578 RIVERNORTH CAPITAL MANAGEMENT, LLC 325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654 0 0 1 0 0001456771 RIVERNORTH CAPITAL PARTNERS, L.P. 325 N. LASALLE ST. SUITE 645 CHICAGO IL 60654 0 0 1 0 0001480795 RiverNorth Institutional Partners, L.P. 325 N. LASALLE ST. SUITE 645 CHICAGO IL 60654 0 0 1 0 Auction Rate Preferred Shares 2017-08-08 2017-08-14 4 D 0 1820 D 0 I By Affiliates Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein. 94% of par. /s/Marcus Collins, General Counsel and Chief Compliance Officer 2017-08-10