X0305 4 2012-06-04 0001120370 BROADWIND ENERGY, INC. BWEN 0001232935 KUSHNER STEPHANIE K 47 EAST CHICAGO AVENUE SUITE 332 NAPERVILLE IL 60540 0 1 0 0 Exec. VP and CFO Common Stock 2012-06-04 4 P 0 100000 .2641 A 727879 D Common Stock 8110 I By 401(k) Plan Stock Option (Right to Buy) 9.99 2019-07-29 Common Stock 25000 25000 D Stock Option (Right to Buy) 5.44 2020-03-09 Common Stock 53233 53233 D Stock Option (Right to Buy) 1.35 2021-03-07 Common Stock 149107 149107 D Stock Option (Right to Buy) .34 2012-05-04 4 A 0 341296 0 A 2022-05-04 Common Stock 341296 341296 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.26 to $0.27 inclusive. The reporting person undertakes to provide Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Includes (i) 12,500 shares of restricted stock units that vest in 6,250 share increments on each of 7/29/12 and 7/29/13; (ii) 7,094 shares of restricted stock units that vest on 3/9/13 and 3/9/14; and (iii) 88,205 shares of restricted stock units that vest 29,402 shares on 3/7/13, 29,401 shares on 3/7/14 and 29,402 shares on 3/7/15 and (iv) 341,296 shares of restricted stock units that vest 85,324 shares on each of 5/4/13, 5/4/14, 5/4/15 and 5/4/16. 6,250 shares vest on each of 7/29/10, 7/29/11, 7/29/12 and 7/29/13. 13,309 shares vest on 3/9/11 and 13,308 shares vest on each of 3/9/12, 3/9/13 and 3/9/14. 37,276 shares vest on 3/7/12 and 37,277 shares vest on 3/7/13, 3/7/14 and 3/7/15. 85,324 shares vest on 5/4/13, 5/4/14, 5/4/15 and 5/4/16. /s/ Stephanie Kushner 2012-06-06