0001104659-21-094124.txt : 20210720
0001104659-21-094124.hdr.sgml : 20210720
20210720212951
ACCESSION NUMBER: 0001104659-21-094124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210719
FILED AS OF DATE: 20210720
DATE AS OF CHANGE: 20210720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ansell Benjamin J MD
CENTRAL INDEX KEY: 0001464574
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31775
FILM NUMBER: 211102551
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHFORD HOSPITALITY TRUST INC
CENTRAL INDEX KEY: 0001232582
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 861062192
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14185 DALLAS PARKWAY SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: 9724909600
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
4
1
tm2122738-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-07-19
0
0001232582
ASHFORD HOSPITALITY TRUST INC
AHT
0001464574
Ansell Benjamin J MD
14185 DALLAS PARKWAY
SUITE 1200
DALLAS
TX
75254
1
0
0
0
Common Stock
2021-06-15
5
G
0
E
5596
0
D
6457
D
Common Stock
2021-07-19
4
P
0
5300
16.87
A
10300
I
By Ansell 2020 Trust
Common Stock
20743
I
By Ansell Family Trust
Common Stock
153
I
By Benjamin J. Ansell, as Trustee FBO of Benjamin Ansell GST Trust under Agreement dated 1/2/2003
Special Limited Partnership Units
0
Common Stock
128
128
D
On June 15, 2021, the Reporting Person transferred 5,596 shares of the Issuer's common stock to the Ansell Family Trust, a family trust of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Ansell Family Trust.
The shares shown have been adjusted to reflect the Issuer's reverse stock split of its outstanding shares of common stock on a 1-for-10 basis that occurred on July 16, 2021.
Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
The LTIP Units do not have an expiration date.
/s/ BENJAMIN J. ANSELL, MD
2021-07-20