0000950142-21-003677.txt : 20211110 0000950142-21-003677.hdr.sgml : 20211110 20211110160830 ACCESSION NUMBER: 0000950142-21-003677 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211102 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAM Partners Trust CENTRAL INDEX KEY: 0001861643 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31775 FILM NUMBER: 211396619 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 416-369-2621 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHFORD HOSPITALITY TRUST INC CENTRAL INDEX KEY: 0001232582 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 861062192 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 9724909600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 3 1 es210198458_3-aht3.xml OWNERSHIP DOCUMENT X0206 3 2021-11-02 0 0001232582 ASHFORD HOSPITALITY TRUST INC AHT 0001861643 BAM Partners Trust BROOKFIELD PLACE 181 BAY STREET, SUITE 300 TORONTO A6 M5J 2T3 ONTARIO, CANADA 0 0 1 0 Warrants (right to buy) 40 2021-11-02 2026-01-15 Common Stock 860064 I See Footnote Warrants (right to buy) 40 2021-11-02 2026-01-15 Common Stock 860064 I See Footnote Warrants (right to buy) 40 2021-11-02 2026-01-15 Common Stock 25132 I See Footnote Consists of Warrants issued by the Company pursuant to the Amendment No. 1 to the Credit Agreement, dated as of October 12, 2021 (the ?Warrants?) directly beneficially owned by OCM AHT Holdings, LLC (?OCM AHT?) exercisable for 860,064 shares of Common Stock at an exercise price of $40.00 per share. Consists of Warrants directly beneficially owned by ROF8 AHT PT, LLC (?ROF8 AHT?) exercisable for 860,064 shares of Common Stock at an exercise price of $40.00 per share. Consists of Warrants directly beneficially owned by Oaktree Phoenix Investment Fund AIF (Delaware), L.P. (?AIF?) exercisable for 25,132 shares of Common Stock at an exercise price of $40.00 per share. This Form 3 is being filed jointly by (each, a ?OCM AHT Reporting Person? and, collectively, the ?OCM AHT Reporting Persons?) (i) OCM AHT, (ii) Oaktree Fund GP, LLC (?Fund GP?) as the manager of OCM AHT, (iii) Oaktree Fund GP I, L.P. (Fund GP I) as the managing member of Fund GP, (iv) Oaktree Capital I, L.P. (?Capital I?) as the general partner of Fund GP I, (v) OCM Holdings I, LLC (?Holdings I?) as the general partner of Capital I, (vi) Oaktree Holdings, LLC as the managing member of Holdings I. Each of the OCM AHT Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 3 shall not be construed as an admission that any such OCM AHT Reporting Person is the beneficial owner of any equity securities covered by this Form 3. This Form 3 is being filed jointly by (each, a ?ROF8 AHT Reporting Person? and, collectively, the ?ROF8 AHT Reporting Persons?) (i) ROF8 AHT, (ii) Oaktree Real Estate Opportunities Fund VIII GP, L.P. (?Fund VIII GP, L.P.?) as the managing member of ROF8 AHT, (iii) Oaktree Real Estate Opportunities Fund VIII GP Ltd. (?Fund VIII GP Ltd.?) as the general partner of Fund VIII GP, L.P., (iv) Oaktree Capital Management, L.P. (?Management?) as the sole director of Fund VIII GP Ltd., (v) Oaktree Capital Management GP, LLC (?Management GP?) as the general partner of Management, (vi) Atlas OCM Holdings, LLC (?Atlas?) as the sole managing member of Management GP, (vii) Brookfield Asset Management Inc. (?BAM?) as the indirect owner of the class A units of Atlas and (viii) BAM Partners Trust (?BAM Partnership?) as the sole owner of Class?B Limited Voting Shares of BAM. (con?t in FN6) (con?t from FN5) Each of the ROF8 AHT Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 3 shall not be construed as an admission that any such ROF8 AHT Reporting Person is the beneficial owner of any equity securities covered by this Form 3. This Form 3 is being filed jointly by (each, a ?AIF Reporting Person? and, collectively, the ?AIF Reporting Persons?) (i) AIF, (ii) Oaktree Fund AIF Series, L.P. (?AIF Series?) as the general partner of AIF, (iii) Oaktree Fund GP AIF, LLC (?GP AIF?) as the general partner of AIF Series, (iv) Oaktree Fund GP III, L.P. (?Fund GP III?) as the managing member of GP AIF, (v) Oaktree AIF Investments, L.P. (?AIF Investments?) as the general partner of Fund GP III, (vi) Oaktree AIF Investment GP, LLC (?AIF Investment GP?) as the general partner of AIF Investments, (vii) Atlas as the sole member of AIF Investment GP, (viii) BAM as the indirect owner of the class A units of Atlas and (ix) BAM Partnership as the sole owner of Class?B Limited Voting Shares of BAM. (con?t in FN8) (con?t from FN7) Each of the AIF Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 3 shall not be construed as an admission that any such AIF Reporting Person is the beneficial owner of any equity securities covered by this Form 3. Form 3 of 3 /s/ See Signatures Included in Exhibit 99.1 2021-11-10 EX-99.1 2 es210198458_ex9901.htm EXHIBIT 99.1

 

EXHIBIT 99.1

 

This Statement on Form 3 is filed jointly by the Reporting Persons listed below. The principal business address of each of these Reporting Persons is 333 South Grand Avenue, 28th Floor, Los Angeles, California 90071.

 

Name of Designated Filer: BAM PARTNERS TRUST

 

Date of Event Requiring Statement: November 2, 2021

 

Issuer Name and Ticker or Trading Symbol: AHT

 

 

BAM PARTNERS TRUST

By: BAM Class B Partners Inc.

Its: Trustee,

  
       
  By: /s/ Kathy Sarpash  
  Name:

Kathy Sarpash

  
  Title:

Secretary