0000899243-16-025571.txt : 20160722
0000899243-16-025571.hdr.sgml : 20160722
20160722160623
ACCESSION NUMBER: 0000899243-16-025571
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160720
FILED AS OF DATE: 20160722
DATE AS OF CHANGE: 20160722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prothena Corp plc
CENTRAL INDEX KEY: 0001559053
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25-28 NORTH WALL QUAY
CITY: DUBLIN
STATE: L2
ZIP: DUBLIN 1
BUSINESS PHONE: 650-615-2119
MAIL ADDRESS:
STREET 1: 25-28 NORTH WALL QUAY
CITY: DUBLIN
STATE: L2
ZIP: DUBLIN 1
FORMER COMPANY:
FORMER CONFORMED NAME: Neotope Corp Ltd
DATE OF NAME CHANGE: 20120926
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOMAN ARTHUR W
CENTRAL INDEX KEY: 0001232119
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35676
FILM NUMBER: 161779789
MAIL ADDRESS:
STREET 1: 3120 HANSEN WAY
CITY: PALO ALTO
STATE: CA
ZIP: 934041030
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-20
0
0001559053
Prothena Corp plc
PRTA
0001232119
HOMAN ARTHUR W
C/O PROTHENA BIOSCIENCES INC
650 GATEWAY BOULEVARD
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
Chief Legal Officer
Ordinary Shares, par value $0.01 per share
2016-07-20
4
M
0
9375
22.14
A
9375
D
Ordinary Shares, par value $0.01 per share
2016-07-20
4
S
0
9375
52.14
D
0
D
Ordinary Shares, par value $0.01 per share
2000
I
By Trust
Stock Option (right to buy)
22.14
2016-07-20
4
M
0
9375
0.00
D
2024-05-01
Ordinary Shares
9375
81250
D
The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.
The shares are held by the Homan Family Trust, dated 9/21/2001, of which the Reporting Person is a trustee.
The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on April 30, 2015 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
/s/ Arthur W. Homan
2016-07-22