0000899243-16-025571.txt : 20160722 0000899243-16-025571.hdr.sgml : 20160722 20160722160623 ACCESSION NUMBER: 0000899243-16-025571 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160720 FILED AS OF DATE: 20160722 DATE AS OF CHANGE: 20160722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Prothena Corp plc CENTRAL INDEX KEY: 0001559053 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25-28 NORTH WALL QUAY CITY: DUBLIN STATE: L2 ZIP: DUBLIN 1 BUSINESS PHONE: 650-615-2119 MAIL ADDRESS: STREET 1: 25-28 NORTH WALL QUAY CITY: DUBLIN STATE: L2 ZIP: DUBLIN 1 FORMER COMPANY: FORMER CONFORMED NAME: Neotope Corp Ltd DATE OF NAME CHANGE: 20120926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOMAN ARTHUR W CENTRAL INDEX KEY: 0001232119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35676 FILM NUMBER: 161779789 MAIL ADDRESS: STREET 1: 3120 HANSEN WAY CITY: PALO ALTO STATE: CA ZIP: 934041030 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-20 0 0001559053 Prothena Corp plc PRTA 0001232119 HOMAN ARTHUR W C/O PROTHENA BIOSCIENCES INC 650 GATEWAY BOULEVARD SOUTH SAN FRANCISCO CA 94080 0 1 0 0 Chief Legal Officer Ordinary Shares, par value $0.01 per share 2016-07-20 4 M 0 9375 22.14 A 9375 D Ordinary Shares, par value $0.01 per share 2016-07-20 4 S 0 9375 52.14 D 0 D Ordinary Shares, par value $0.01 per share 2000 I By Trust Stock Option (right to buy) 22.14 2016-07-20 4 M 0 9375 0.00 D 2024-05-01 Ordinary Shares 9375 81250 D The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person. The shares are held by the Homan Family Trust, dated 9/21/2001, of which the Reporting Person is a trustee. The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on April 30, 2015 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. /s/ Arthur W. Homan 2016-07-22