0001104659-21-089456.txt : 20210706
0001104659-21-089456.hdr.sgml : 20210706
20210706164440
ACCESSION NUMBER: 0001104659-21-089456
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210706
FILED AS OF DATE: 20210706
DATE AS OF CHANGE: 20210706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ibex Microcap Fund LLLP
CENTRAL INDEX KEY: 0001232118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55131
FILM NUMBER: 211074678
BUSINESS ADDRESS:
STREET 1: C/O IBEX INVESTORS LLC
STREET 2: 260 NORTH JOSEPHINE STREET, SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: (303) 500-8821
MAIL ADDRESS:
STREET 1: C/O IBEX INVESTORS LLC
STREET 2: 260 NORTH JOSEPHINE STREET, SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER NAME:
FORMER CONFORMED NAME: LAZARUS INVESTMENT PARTNERS LLLP
DATE OF NAME CHANGE: 20030512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ibex Investors LLC
CENTRAL INDEX KEY: 0001531964
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55131
FILM NUMBER: 211074679
BUSINESS ADDRESS:
STREET 1: 260 N. JOSEPHINE STREET
STREET 2: SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: 303-500-8821
MAIL ADDRESS:
STREET 1: 260 N. JOSEPHINE STREET
STREET 2: SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER NAME:
FORMER CONFORMED NAME: Lazarus Management Co LLC
DATE OF NAME CHANGE: 20111004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BORUS JUSTIN B
CENTRAL INDEX KEY: 0001531960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55131
FILM NUMBER: 211074677
MAIL ADDRESS:
STREET 1: 260 N. JOSEPHINE STREET
STREET 2: SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARFRESH FOOD GROUP INC.
CENTRAL INDEX KEY: 0001487197
STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030]
IRS NUMBER: 271994359
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3600 WILSHIRE SUITE 1720
CITY: LOS ANGELES
STATE: CA
ZIP: 90005
BUSINESS PHONE: 310-598-7110
MAIL ADDRESS:
STREET 1: 3600 WILSHIRE SUITE 1720
CITY: LOS ANGELES
STATE: CA
ZIP: 90005
FORMER COMPANY:
FORMER CONFORMED NAME: Moving Box Inc
DATE OF NAME CHANGE: 20100315
4
1
tm2121526-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-07-06
0
0001487197
BARFRESH FOOD GROUP INC.
BRFH
0001531964
Ibex Investors LLC
260 N. JOSEPHINE STREET, SUITE 300
DENVER
CO
80206
1
0
1
0
0001232118
Ibex Microcap Fund LLLP
260 N. JOSEPHINE STREET, SUITE 300
DENVER
CO
80206
1
0
1
0
0001531960
BORUS JUSTIN B
260 N. JOSEPHINE STREET, SUITE 300
DENVER
CO
80206
1
0
1
0
Warrant (right to buy)
0.53
2021-07-06
4
D
0
1800000
D
2018-07-26
2021-07-31
Common Stock
1800000
0
I
See Footnotes
Warrant (right to buy)
0.53
2021-07-06
4
A
0
1800000
A
2021-07-06
2023-07-31
Common Stock
1800000
1800000
I
See Footnotes
On July 6, 2021, the terms of an aggregate of 1,800,000 warrants were amended to extend the expiration date to July 31, 2023.
These Warrants are not exercisable by the holder to the extent (but only to the extent) that the holder together with any of its affiliates would beneficially own in excess of 9.99% (the "Maximum Percentage") of the Issuer's Common Stock after giving effect to such exercise and as a result of such exercise. By written notice to the Issuer, the holder may increase or decrease the Maximum Percentage, as applied to the holder, to any other percentage specified in such notice; provided that any such increase will not be effective until the 61st day after such notice is delivered to the Issuer.
These securities are owned directly by Ibex Microcap Fund LLLP (the "Fund"). Ibex Investors LLC ("Ibex") is the investment adviser and general partner of the Fund, and Mr. Borus is the manager of Ibex. Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, if any. The filing of this Form 4 shall not be construed as an admission that either Ibex or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of these securities.
Lazarus Macro Micro Partners LLLP ("Macro Micro Partners") has been removed as a Reporting Person as it no longer beneficially owns any of the Issuer's securities, having transferred 3,000 shares of common stock to Mr. Borus (its sole owner) personally on December 24, 2020. Such transaction was exempt from Section 16 of the Securities Exchange Act of 1934 and will be reflected in the next Form 4 that reports a transaction in Table I.
/s/ Justin B. Borus, for himself and as Manager of Ibex (for itself and on behalf of the Fund)
2021-07-06