0001104659-21-089456.txt : 20210706 0001104659-21-089456.hdr.sgml : 20210706 20210706164440 ACCESSION NUMBER: 0001104659-21-089456 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210706 FILED AS OF DATE: 20210706 DATE AS OF CHANGE: 20210706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ibex Microcap Fund LLLP CENTRAL INDEX KEY: 0001232118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55131 FILM NUMBER: 211074678 BUSINESS ADDRESS: STREET 1: C/O IBEX INVESTORS LLC STREET 2: 260 NORTH JOSEPHINE STREET, SUITE 300 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 500-8821 MAIL ADDRESS: STREET 1: C/O IBEX INVESTORS LLC STREET 2: 260 NORTH JOSEPHINE STREET, SUITE 300 CITY: DENVER STATE: CO ZIP: 80206 FORMER NAME: FORMER CONFORMED NAME: LAZARUS INVESTMENT PARTNERS LLLP DATE OF NAME CHANGE: 20030512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ibex Investors LLC CENTRAL INDEX KEY: 0001531964 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55131 FILM NUMBER: 211074679 BUSINESS ADDRESS: STREET 1: 260 N. JOSEPHINE STREET STREET 2: SUITE 300 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 303-500-8821 MAIL ADDRESS: STREET 1: 260 N. JOSEPHINE STREET STREET 2: SUITE 300 CITY: DENVER STATE: CO ZIP: 80206 FORMER NAME: FORMER CONFORMED NAME: Lazarus Management Co LLC DATE OF NAME CHANGE: 20111004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BORUS JUSTIN B CENTRAL INDEX KEY: 0001531960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55131 FILM NUMBER: 211074677 MAIL ADDRESS: STREET 1: 260 N. JOSEPHINE STREET STREET 2: SUITE 300 CITY: DENVER STATE: CO ZIP: 80206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARFRESH FOOD GROUP INC. CENTRAL INDEX KEY: 0001487197 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 271994359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 WILSHIRE SUITE 1720 CITY: LOS ANGELES STATE: CA ZIP: 90005 BUSINESS PHONE: 310-598-7110 MAIL ADDRESS: STREET 1: 3600 WILSHIRE SUITE 1720 CITY: LOS ANGELES STATE: CA ZIP: 90005 FORMER COMPANY: FORMER CONFORMED NAME: Moving Box Inc DATE OF NAME CHANGE: 20100315 4 1 tm2121526-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-06 0 0001487197 BARFRESH FOOD GROUP INC. BRFH 0001531964 Ibex Investors LLC 260 N. JOSEPHINE STREET, SUITE 300 DENVER CO 80206 1 0 1 0 0001232118 Ibex Microcap Fund LLLP 260 N. JOSEPHINE STREET, SUITE 300 DENVER CO 80206 1 0 1 0 0001531960 BORUS JUSTIN B 260 N. JOSEPHINE STREET, SUITE 300 DENVER CO 80206 1 0 1 0 Warrant (right to buy) 0.53 2021-07-06 4 D 0 1800000 D 2018-07-26 2021-07-31 Common Stock 1800000 0 I See Footnotes Warrant (right to buy) 0.53 2021-07-06 4 A 0 1800000 A 2021-07-06 2023-07-31 Common Stock 1800000 1800000 I See Footnotes On July 6, 2021, the terms of an aggregate of 1,800,000 warrants were amended to extend the expiration date to July 31, 2023. These Warrants are not exercisable by the holder to the extent (but only to the extent) that the holder together with any of its affiliates would beneficially own in excess of 9.99% (the "Maximum Percentage") of the Issuer's Common Stock after giving effect to such exercise and as a result of such exercise. By written notice to the Issuer, the holder may increase or decrease the Maximum Percentage, as applied to the holder, to any other percentage specified in such notice; provided that any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. These securities are owned directly by Ibex Microcap Fund LLLP (the "Fund"). Ibex Investors LLC ("Ibex") is the investment adviser and general partner of the Fund, and Mr. Borus is the manager of Ibex. Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, if any. The filing of this Form 4 shall not be construed as an admission that either Ibex or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of these securities. Lazarus Macro Micro Partners LLLP ("Macro Micro Partners") has been removed as a Reporting Person as it no longer beneficially owns any of the Issuer's securities, having transferred 3,000 shares of common stock to Mr. Borus (its sole owner) personally on December 24, 2020. Such transaction was exempt from Section 16 of the Securities Exchange Act of 1934 and will be reflected in the next Form 4 that reports a transaction in Table I. /s/ Justin B. Borus, for himself and as Manager of Ibex (for itself and on behalf of the Fund) 2021-07-06