0001079973-13-000354.txt : 20130515
0001079973-13-000354.hdr.sgml : 20130515
20130515172002
ACCESSION NUMBER: 0001079973-13-000354
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BORUS JUSTIN B
CENTRAL INDEX KEY: 0001531960
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33531
FILM NUMBER: 13848571
MAIL ADDRESS:
STREET 1: 3200 CHERRY CREEK SOUTH DRIVE
STREET 2: SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AeroGrow International, Inc.
CENTRAL INDEX KEY: 0001316644
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200]
IRS NUMBER: 460510685
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 6075 LONGBOW DRIVE
STREET 2: SUITE 200
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-444-7755
MAIL ADDRESS:
STREET 1: 6075 LONGBOW DRIVE
STREET 2: SUITE 200
CITY: BOULDER
STATE: CO
ZIP: 80301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAZARUS INVESTMENT PARTNERS LLLP
CENTRAL INDEX KEY: 0001232118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33531
FILM NUMBER: 13848572
BUSINESS ADDRESS:
STREET 1: 3200 CHERRY CREEK SOUTH DRIVE
STREET 2: SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
BUSINESS PHONE: 303-500-8821
MAIL ADDRESS:
STREET 1: 3200 CHERRY CREEK SOUTH DRIVE
STREET 2: SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lazarus Management Co LLC
CENTRAL INDEX KEY: 0001531964
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33531
FILM NUMBER: 13848573
BUSINESS ADDRESS:
STREET 1: 3200 CHERRY CREEK SOUTH DRIVE
STREET 2: SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
BUSINESS PHONE: 303-500-8821
MAIL ADDRESS:
STREET 1: 3200 CHERRY CREEK SOUTH DRIVE
STREET 2: SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
5
1
aero_lazarus5.xml
OWNERSHIP DOCUMENT
X0306
5
2013-03-31
0
0
0
0001316644
AeroGrow International, Inc.
AERO.OB
0001232118
LAZARUS INVESTMENT PARTNERS LLLP
3200 CHERRY CREEK SOUTH DRIVE
SUITE 670
DENVER
CO
80209
0
0
1
0
0001531960
BORUS JUSTIN B
3200 CHERRY CREEK SOUTH DRIVE
SUITE 670
DENVER
CO
80209
0
0
1
0
0001531964
Lazarus Management Co LLC
3200 CHERRY CREEK SOUTH DRIVE
SUITE 670
DENVER
CO
80209
0
0
1
0
Common Stock
2012-09-26
5
P
0
1000
0.129
A
915911
D
Common Stock
2012-09-27
5
P
0
7000
0.122
A
915911
D
Common Stock
2012-10-17
5
P
0
2500
0.700
A
915911
D
Common Stock
2012-10-31
5
P
0
1000
1.20
A
915911
D
Common Stock
2012-11-01
5
P
0
500
1.190
A
915911
D
Common Stock
2012-11-05
5
P
0
700
1.01
A
915911
D
Common Stock
2012-12-14
5
P
0
1010
0.8913
A
915911
D
Common Stock
2012-12-23
5
P
0
2000
0.9950
A
915911
D
Common Stock
2012-12-31
5
P
0
4500
0.9222
A
915911
D
Common Stock
2013-01-02
5
P
0
100
1.00
A
915911
D
Common Stock
2013-01-09
5
P
0
200
1.02
A
915911
D
Small acquisitions less than $10,000
Numbers adjusted for 1 for 100 reverse stock split that occurred on October 17, 2012, even though transactions occurred before reverse split.
Reflects 1 for 100 reverse stock split effective October 17, 2012.
The reported securities are owned directly by Lazarus Investment Partners LLLP, and indirectly by Lazarus Management Company LLC, as investment adviser and general partner of Lazarus Investment Partners LLLP, and Justin B. Borus, as managing member of Lazarus Management Company LLC. Lazarus Management Company LLC and Justin B. Borus disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
/s/ Justin Borus, individually, and as managing member of Lazarus Management Company LLC for itself and as general partner of Lazarus Investment Partners LLLP
2013-05-15