0001921094-24-000384.txt : 20240314 0001921094-24-000384.hdr.sgml : 20240314 20240314162008 ACCESSION NUMBER: 0001921094-24-000384 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240314 DATE AS OF CHANGE: 20240314 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Axsome Therapeutics, Inc. CENTRAL INDEX KEY: 0001579428 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 454241907 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37635 FILM NUMBER: 24750446 BUSINESS ADDRESS: STREET 1: ONE WORLD TRADE CENTER, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: (212) 332-3241 MAIL ADDRESS: STREET 1: ONE WORLD TRADE CENTER, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: JEFFS ROGER CENTRAL INDEX KEY: 0001231615 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 144 1 primary_doc.xml 144 0001231615 XXXXXXXX LIVE 0001579428 Axsome Therapeutics, Inc. 001-37635 ONE WORLD TRADE CENTER, 22ND FLOOR NEW YORK NY 10007 (212) 332-3241 JEFFS ROGER Director Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

29976 2089386.00 47374375 03/14/2024 NASDAQ Common 03/14/2024 Employee Stock Option Exercise Axsome Therapeutics, Inc. N 29976 03/14/2024 Broker Payment for Cashless Exercise Y 03/14/2024 12/14/2023 ROGER JEFFS