0000908834-18-000146.txt : 20180717
0000908834-18-000146.hdr.sgml : 20180717
20180717160532
ACCESSION NUMBER: 0000908834-18-000146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180713
FILED AS OF DATE: 20180717
DATE AS OF CHANGE: 20180717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POLISTINA TERRY
CENTRAL INDEX KEY: 0001231601
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34757
FILM NUMBER: 18956563
MAIL ADDRESS:
STREET 1: 5980 MIAMI LAKES DRIVE
CITY: MIAMI LAKES
STATE: FL
ZIP: 33014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Brands Legacy, Inc.
CENTRAL INDEX KEY: 0001487730
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 272166630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3001 DEMING WAY
CITY: MIDDLETON
STATE: WI
ZIP: 53562
BUSINESS PHONE: 608-275-3340
MAIL ADDRESS:
STREET 1: P.O. BOX 620992
CITY: MIDDLETON
STATE: WI
ZIP: 53562-0992
FORMER COMPANY:
FORMER CONFORMED NAME: Spectrum Brands Holdings, Inc.
DATE OF NAME CHANGE: 20100323
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-07-13
1
0001487730
Spectrum Brands Legacy, Inc.
SPB
0001231601
POLISTINA TERRY
C/O SPECTRUM BRANDS HOLDINGS, INC.
3001 DEMING WAY
MIDDLETON
WI
53562
1
0
0
0
Common Stock
2018-07-13
4
D
0
24665
D
0
D
Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.
Reporting Person was awarded 2,360 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock.
/s/ Nathan E. Fagre, attorney-in-fact
2018-07-17