0001209191-23-005477.txt : 20230130 0001209191-23-005477.hdr.sgml : 20230130 20230130162533 ACCESSION NUMBER: 0001209191-23-005477 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230130 FILED AS OF DATE: 20230130 DATE AS OF CHANGE: 20230130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woodward Gabe CENTRAL INDEX KEY: 0001938448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41599 FILM NUMBER: 23568118 MAIL ADDRESS: STREET 1: C/O GENELUX CORPORATION STREET 2: 2625 TOWNSGATE ROAD, SUITE 230 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENELUX CORP CENTRAL INDEX KEY: 0001231457 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 IDAHO STREET CITY: REDLANDS STATE: CA ZIP: 92374 BUSINESS PHONE: 858-483-0024 MAIL ADDRESS: STREET 1: 1177 IDAHO STREET CITY: REDLANDS STATE: CA ZIP: 92374 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-30 0 0001231457 GENELUX CORP GNLX 0001938448 Woodward Gabe C/O GENELUX CORPORATION 2625 TOWNSGATE ROAD, SUITE 230 WESTLAKE VILLAGE CA 91361 1 0 0 0 Common Stock 2023-01-30 4 C 0 5378 A 5378 I By Olympic Xploration Common Stock 2023-01-30 4 C 0 3186 A 3186 D Common Stock 2023-01-30 4 C 0 2798 A 2798 I By Trust Series I Preferred Stock 2023-01-30 4 C 0 13000 D Common Stock 5378 0 I By Olympic Xploration Series J Preferred Stock 2023-01-30 4 C 0 7000 D Common Stock 3186 0 D Series K Preferred Stock 2023-01-30 4 C 0 6000 D Common Stock 2798 0 I By Trust Each share of Series I Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series I Preferred Stock had no expiration date. Each share of Series J Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Series J Preferred Stock upon the closing of the Issuer's initial public offering. The Series J Preferred Stock had no expiration date. Each share of Series K Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.399411327 shares of Common Stock for each 3 shares of Series K Preferred Stock upon the closing of the Issuer's initial public offering. The Series K Preferred Stock had no expiration date. By Gabe Woodward, Trustee of The Gabe and Staci Woodward Family Trust dated June 5, 2009. /s/ Sean Ryder, Attorney-in-Fact 2023-01-30