0001209191-14-074711.txt : 20141211 0001209191-14-074711.hdr.sgml : 20141211 20141211203137 ACCESSION NUMBER: 0001209191-14-074711 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141211 FILED AS OF DATE: 20141211 DATE AS OF CHANGE: 20141211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wang Fred CENTRAL INDEX KEY: 0001290451 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 141281991 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tai Augustus O CENTRAL INDEX KEY: 0001290446 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 141281992 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nakache Patricia CENTRAL INDEX KEY: 0001597755 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 141281994 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinity XI Entrepreneurs' Fund, L.P. CENTRAL INDEX KEY: 0001562114 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 141281996 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-9500 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinity XI Side-By-Side Fund, L.P. CENTRAL INDEX KEY: 0001562113 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 141281997 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-9500 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinity Ventures XI, L.P. CENTRAL INDEX KEY: 0001559592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 141281998 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-9500 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinity TVL XI, LLC CENTRAL INDEX KEY: 0001559593 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 141281999 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-9500 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TVL Management CORP CENTRAL INDEX KEY: 0001290448 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 141281990 BUSINESS ADDRESS: STREET 1: C/O TRINITY VENTURES STREET 2: 3000 SAND HILL ROAD, BLDG. 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-9500 MAIL ADDRESS: STREET 1: C/O TRINITY VENTURES STREET 2: 3000 SAND HILL ROAD, BLDG. 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW RELIC INC CENTRAL INDEX KEY: 0001448056 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262017431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 188 SPEAR STREET, STE. 1200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 650-777-7600 MAIL ADDRESS: STREET 1: 188 SPEAR STREET, STE. 1200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fenton Noel J CENTRAL INDEX KEY: 0001290449 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 141281995 MAIL ADDRESS: STREET 1: C/O TRINITY VENTURES STREET 2: 3000 SAND HILL ROAD, BLDG. 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORR LAWRENCE K CENTRAL INDEX KEY: 0001231094 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36766 FILM NUMBER: 141281993 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-12-11 0 0001448056 NEW RELIC INC NEWR 0001559593 Trinity TVL XI, LLC C/O TRINITY VENTURES 2480 SAND HILL RD., STE. 200 MENLO PARK CA 94025 0 0 1 0 0001559592 Trinity Ventures XI, L.P. C/O TRINITY VENTURES 2480 SAND HILL RD., STE. 200 MENLO PARK CA 94025 0 0 1 0 0001562113 Trinity XI Side-By-Side Fund, L.P. C/O TRINITY VENTURES 2480 SAND HILL RD., STE. 200 MENLO PARK CA 94025 0 0 1 0 0001562114 Trinity XI Entrepreneurs' Fund, L.P. C/O TRINITY VENTURES 2480 SAND HILL RD., STE. 200 MENLO PARK CA 94025 0 0 1 0 0001290449 Fenton Noel J C/O TRINITY VENTURES 2480 SAND HILL RD., STE. 200 MENLO PARK CA 94025 0 0 1 0 0001597755 Nakache Patricia C/O TRINITY VENTURES 2480 SAND HILL RD., STE. 200 MENLO PARK CA 94025 0 0 1 0 0001231094 ORR LAWRENCE K C/O TRINITY VENTURES 2480 SAND HILL RD., STE. 200 MENLO PARK CA 94025 0 0 1 0 0001290446 Tai Augustus O C/O TRINITY VENTURES 2480 SAND HILL RD., STE. 200 MENLO PARK CA 94025 0 0 1 0 0001290451 Wang Fred C/O TRINITY VENTURES 2480 SAND HILL RD., STE. 200 MENLO PARK CA 94025 0 0 1 0 0001290448 TVL Management CORP C/O TRINITY VENTURES 2480 SAND HILL RD., STE. 200 MENLO PARK CA 94025 0 0 1 0 Common Stock 806 I By Trinity IX Entrepreneurs' Fund, L.P. Common Stock 587 I By Trinity IX Side-By-Side Fund, L.P. Common Stock 51744 I By Trinity Ventures IX, L.P. Series A Convertible Preferred Stock 0.00 Common Stock 257 I By Trinity IX Entrepreneurs' Fund, L.P. Series A Convertible Preferred Stock 0.00 Common Stock 192 I By Trinity IX Side-By-Side Fund, L.P. Series A Convertible Preferred Stock 0.00 Common Stock 16401 I By Trinity Ventures IX, LP. Series B Convertible Preferred Stock 0.00 Common Stock 70942 I By Trinity IX Entrepreneurs' Fund, L.P. Series B Convertible Preferred Stock 0.00 Common Stock 54139 I By Trinity IX Side-By-Side Fund, LP. Series B Convertible Preferred Stock 0.00 Common Stock 4542087 I By Trinity Ventures IX, LP. Series C Convertible Preferred Stock 0.00 Common Stock 7317 I By Trinity IX Entrepreneurs' Fund, L.P. Series C Convertible Preferred Stock 0.00 Common Stock 5452 I By Trinity IX Side-By-Side Fund, l.P. Series C Convertible Preferred Stock 0.00 Common Stock 465495 I By Trinity Ventures IX, l.P. Series D Convertible Preferred Stock 0.00 Common Stock 3238 I By Trinity IX Entrepreneurs' Fund, L.P. Series D Convertible Preferred Stock 0.00 Common Stock 2381 I By Trinity IX Side-By-Side Fund, LP. Series D Convertible Preferred Stock 0.00 Common Stock 203274 I By Trinity Ventures IX, LP. Series E Convertible Preferred Stock 0.00 Common Stock 2418 I By Trinity IX Entrepreneurs' Fund, L.P. Series E Convertible Preferred Stock 0.00 Common Stock 1762 I By Trinity IX Side-By-Side Fund, LP. Series E Convertible Preferred Stock 0.00 Common Stock 155231 I By Trinity Ventures IX, L.P. The shares are owned by Trinity IX Entrepreneurs' Fund, L.P. ("TEF IX") which is under common control with Trinity IX Side-By-Side Fund, L.P. ("Trinity SBS IX") and Trinity Ventures IX, L.P. ("Trinity IX"). Trinity TVL IX, LLC ("Trinity TVL IX") serves as the sole general partner of TEF IX, Trinity SBS IX and Trinity IX. As such, Trinity TVL IX possesses sole voting and investment control over the shares owned by TEF IX, Trinity SBS IX and Trinity IX, and may be deemed to have indirect beneficial ownership of the securities held by TEF IX, Trinity SBS IX and Trinity IX. Trinity TVL IX, however, owns no shares of the Issuer directly. Messrs. Fenton, Orr, Tai and Wang and Ms. Nakache serve as Management Members of Trinity TVL IX and serve as officers of Trinity TVL Management Corporation and share voting and dispositive power over the shares held by TEF IX, Trinity SBS IX and Trinity IX. Each Reporting Person disclaims beneficial ownership of the shares held by TEF IX, Trinity SBS IX and Trinity IX except to the extent of his, her or its proportionate pecuniary interest therein. The shares are owned by Trinity SBS IX. The shares are owned by Trinity IX. The Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock automatically convert into shares of Issuer's Common Stock on a 1:1 basis immediately prior to the completion of Issuer's initial public offering. Expiration Date is not relevant to the conversion of these securities. See attached signature page. 2014-12-14 By: Trinity TVL IX, LLC, a Delaware limited liability company, its General Partner, By: /s/ Lawrenc K. Orr, its: Management Member 2014-12-11 By: Trinity TVL IX, LLC, a Delaware limited liability company, its General Partner, By: /s/ Lawrence K. Orr, its: Management Member 2014-12-11 By: Trinity TVL IX, LLC, a Delaware limited liability company, its General Partner, by: /s/ Lawrence K. Orr, its: Management Member 2014-12-11 /s/ Noel J. Fenton 2014-12-11 /s/ Patricia Nakache 2014-12-11 /s/ Lawrence K. Orr 2014-12-11 /s/ Augustus O. Tai 2014-12-11 /s/ Fred Wang 2014-12-11 By: Lawrence K. Orr, its President 2014-12-14