0001209191-14-012283.txt : 20140220 0001209191-14-012283.hdr.sgml : 20140220 20140220152855 ACCESSION NUMBER: 0001209191-14-012283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130924 FILED AS OF DATE: 20140220 DATE AS OF CHANGE: 20140220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dicerna Pharmaceuticals Inc CENTRAL INDEX KEY: 0001399529 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 480 ARSENAL ST. BUILDING 1, SUITE 120 CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 617 621 8097 MAIL ADDRESS: STREET 1: 480 ARSENAL ST. BUILDING 1, SUITE 120 CITY: WATERTOWN STATE: MA ZIP: 02472 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADDEN DAVID CENTRAL INDEX KEY: 0001230836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36281 FILM NUMBER: 14629333 MAIL ADDRESS: STREET 1: ADOLOR CORP STREET 2: 700 PENNSYLVANIA DRIVE CITY: EXTON STATE: PA ZIP: 19431 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-09-24 0 0001399529 Dicerna Pharmaceuticals Inc DRNA 0001230836 MADDEN DAVID C/O DICERNA PHARMACEUTICALS, INC. 480 ARSENAL STREET, BLDG 1, SUITE 120 WATERTOWN MA 02472 1 0 0 0 Common Stock 2014-01-24 4 M 0 112511 3.42 A 112511 D Common Stock 2014-01-29 4 P 0 7500 15.00 A 120011 D Employee Stock Option (right to buy) 3.42 2014-01-24 4 M 0 1200 0.00 D 2019-06-02 Common Stock 1200 0 D Employee Stock Option (right to buy) 3.42 2014-01-24 4 M 0 1311 0.00 D 2020-10-14 Common Stock 1311 0 D Employee Stock Option (right to buy) 3.42 2014-01-24 4 M 0 110000 0.00 D 2023-09-24 Common Stock 110000 0 D Employee Stock Option (right to buy) 3.42 2013-09-24 4 A 0 110000 0.00 A 2023-09-24 Common Stock 110000 110000 D 25% vests after the 1 year anniversary of vesting start date of 6/2/09 and the remaining 75% vests at 1/36 per month thereafter. 25% vests after the 1 year anniversary of vesting start date of 8/5/11 and the remaining 75% vests at 1/36 per month thereafter. Vests 1/36 monthly on last day of each month with a vesting start date of 07/30/2013. / s John Green 2014-02-20