0001135428-13-000245.txt : 20130425 0001135428-13-000245.hdr.sgml : 20130425 20130425163615 ACCESSION NUMBER: 0001135428-13-000245 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130425 DATE AS OF CHANGE: 20130425 EFFECTIVENESS DATE: 20130425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RICE HALL JAMES & ASSOCIATES, LLC CENTRAL INDEX KEY: 0001230765 IRS NUMBER: 431992529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10467 FILM NUMBER: 13783343 BUSINESS ADDRESS: STREET 1: 600 WEST BROADWAY STE 1000 CITY: SAN DIEGO STATE: CA ZIP: 92101-3383 BUSINESS PHONE: 6192399005 MAIL ADDRESS: STREET 1: 600 WEST BROADWAY STE 1000 CITY: SAN DIEGO STATE: CA ZIP: 92101-3383 FORMER COMPANY: FORMER CONFORMED NAME: RICE HALL JAMES & ASSOCIATES LLC DATE OF NAME CHANGE: 20030516 FORMER COMPANY: FORMER CONFORMED NAME: RICE JAMES HALL & ASSOCIATES LLC DATE OF NAME CHANGE: 20030502 13F-HR 1 rhj_13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one.) [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rice Hall James & Associates, LLC Address: 600 West Broadway, Suite 1000 San Diego, CA 92101-3383 Form 13F File Number: 028-10467 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Janine Marquez Title: Chief Compliance Officer Phone: 619-239-9005 Signature, Place, and Date of Signing: Janine Marquez San Diego, CA April 22, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by another reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 268 Form 13F Information Table Value Total: $1,000,844,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name _______ ____________________ _____________________________ James & Associates FORM 13F 31-Dec-12
Title Voting Authority of Value Shares Sh/ Put/ Invstmt Other ------------------ Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- 1st United Bancorp Inc/North COM 33740N105 2578 399023 SH Sole 189950 209073 3M Co COM 88579Y101 826 7766 SH Sole 7466 300 Abbott Labs COM 002824100 886 25080 SH Sole 23880 1200 Abbvie Inc COM 00287Y109 1023 25080 SH Sole 23880 1200 Acacia Research Group COM 003881307 1088 36075 SH Sole 35483 592 Accelrys Inc COM 00430U103 2787 285541 SH Sole 153894 131647 ACI Worldwide Inc COM 004498101 449 9193 SH Sole 9193 Active Networks Inc COM 00506D100 383 91434 SH Sole 89084 2350 Advance Auto Parts Inc COM 00751Y106 340 4108 SH Sole 4108 Advent Software Inc COM 007974108 313 11180 SH Sole 11180 Advisory Board Co COM 00762W107 697 13268 SH Sole 13268 Agilent Technologies Inc COM 00846U101 218 5196 SH Sole 1196 4000 Agilysys Inc COM 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