0001209191-13-055728.txt : 20131206 0001209191-13-055728.hdr.sgml : 20131206 20131206162734 ACCESSION NUMBER: 0001209191-13-055728 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131204 FILED AS OF DATE: 20131206 DATE AS OF CHANGE: 20131206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capitala Finance Corp. CENTRAL INDEX KEY: 0001571329 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 360 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-376-5502 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 360 CITY: CHARLOTTE STATE: NC ZIP: 28209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROYHILL MARKHAM HUNT CENTRAL INDEX KEY: 0001230756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01022 FILM NUMBER: 131263466 MAIL ADDRESS: STREET 1: P O BOX 500 CITY: LENOIR STATE: NC ZIP: 27113 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-04 0 0001571329 Capitala Finance Corp. CPTA 0001230756 BROYHILL MARKHAM HUNT C/O CAPITALA FINANCE CORP. 4201 CONGRESS STREET, SUITE 360 CHARLOTTE NC 28209 1 0 0 0 Common Stock 2013-12-04 4 P 0 500 19.7922 A 64429 D Common Stock 2013-12-04 4 P 0 500 19.7999 A 64929 D Common Stock 134857 I via Claron Investments, LP Common Stock 37764 I via Broyhill Investments, Inc. Common Stock 6993 I via Hibriten Investments of N.C. Limited Partnership /s/ Richard G. Wheelahan, III, attorney-in-fact 2013-12-06