0001209191-13-055728.txt : 20131206
0001209191-13-055728.hdr.sgml : 20131206
20131206162734
ACCESSION NUMBER: 0001209191-13-055728
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131204
FILED AS OF DATE: 20131206
DATE AS OF CHANGE: 20131206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capitala Finance Corp.
CENTRAL INDEX KEY: 0001571329
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4201 CONGRESS STREET, SUITE 360
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 704-376-5502
MAIL ADDRESS:
STREET 1: 4201 CONGRESS STREET, SUITE 360
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROYHILL MARKHAM HUNT
CENTRAL INDEX KEY: 0001230756
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01022
FILM NUMBER: 131263466
MAIL ADDRESS:
STREET 1: P O BOX 500
CITY: LENOIR
STATE: NC
ZIP: 27113
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-12-04
0
0001571329
Capitala Finance Corp.
CPTA
0001230756
BROYHILL MARKHAM HUNT
C/O CAPITALA FINANCE CORP.
4201 CONGRESS STREET, SUITE 360
CHARLOTTE
NC
28209
1
0
0
0
Common Stock
2013-12-04
4
P
0
500
19.7922
A
64429
D
Common Stock
2013-12-04
4
P
0
500
19.7999
A
64929
D
Common Stock
134857
I
via Claron Investments, LP
Common Stock
37764
I
via Broyhill Investments, Inc.
Common Stock
6993
I
via Hibriten Investments of N.C. Limited Partnership
/s/ Richard G. Wheelahan, III, attorney-in-fact
2013-12-06