0000899243-19-028176.txt : 20191126 0000899243-19-028176.hdr.sgml : 20191126 20191126174154 ACCESSION NUMBER: 0000899243-19-028176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191122 FILED AS OF DATE: 20191126 DATE AS OF CHANGE: 20191126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TULLIS JAMES L L CENTRAL INDEX KEY: 0001230641 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38538 FILM NUMBER: 191252372 MAIL ADDRESS: STREET 1: 100 FIRST STAMFORD PLACE CITY: STAMFORD STATE: CT ZIP: 06907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: electroCore, Inc. CENTRAL INDEX KEY: 0001560258 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 203454976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALLEN ROAD, SUITE 201 CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 973-290-0097 MAIL ADDRESS: STREET 1: 150 ALLEN ROAD, SUITE 201 CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: ElectroCore, LLC DATE OF NAME CHANGE: 20121012 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-22 0 0001560258 electroCore, Inc. ECOR 0001230641 TULLIS JAMES L L 150 ALLEN ROAD, SUITE 201 BASKING RIDGE NJ 07920 1 0 0 0 Common Stock 2019-11-22 4 P 0 4984 1.43 A 163824 D Common Stock 98918 I via Tullis Opportunity Fund II LP Common Stock 8183 I Via Spouse Common Stock 7533 I via Sara Tullis Wester Trust Common Stock 12304 I via John L Tullis Trust Common Stock 12304 I via Elizabeth Tullis Trust Common Stock 15380 I via Linda Tullis Family Trust Common Stock 8893 I via HOS Tullis Trust The price reported in Column 4 is an average price. These shares were acquired in multiple transactions at prices ranging from $1.42 to $1.44 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price on the Transaction Date. /s/ John L. Cleary, II, attorney-in-fact 2019-11-26