0001209191-20-009883.txt : 20200218 0001209191-20-009883.hdr.sgml : 20200218 20200218080704 ACCESSION NUMBER: 0001209191-20-009883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200214 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARREL MICHAEL H CENTRAL INDEX KEY: 0001230584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51470 FILM NUMBER: 20623562 MAIL ADDRESS: STREET 1: 7555 INNOVATION WAY CITY: MASON STATE: OH ZIP: 45044 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AtriCure, Inc. CENTRAL INDEX KEY: 0001323885 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 341940305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7555 INNOVATION WAY CITY: MASON STATE: OH ZIP: 45040 BUSINESS PHONE: 513-755-4100 MAIL ADDRESS: STREET 1: 7555 INNOVATION WAY CITY: MASON STATE: OH ZIP: 45040 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-14 0 0001323885 AtriCure, Inc. ATRC 0001230584 CARREL MICHAEL H 7555 INNOVATION WAY MASON OH 45040 1 1 0 0 President, CEO, & Director Common Stock 2020-02-14 4 M 0 25000 5.91 A 651490 D Common Stock 2020-02-14 4 S 0 25000 44.00 D 626490 D Stock Option (Right to buy) 5.91 2020-02-14 4 M 0 25000 0.00 D 2014-02-04 2022-11-01 Common Stock 25000 0 D These shares were exercised pursuant to a 10b5-1 trading plan. These shares were sold pursuant to a 10b5-1 trading plan. Options to purchase shares in 25,000 increments were granted on November 1, 2012 and vest at each Option Trigger Event. "Option Trigger Event" shall mean the volume adjusted weighted average closing price of the common stock of the Company as reported by NASDAQ (or any other exchange on which the common stock of the Company is listed) for 30 consecutive days equals or exceeds each of $10.00 per share, $12.50 per share, $15.00 per share, $17.50 per share, $20.00 per share, $25.00 per share, $30.00 per share, $35.00 per share and $40.00 per share. /s/ Michael H. Carrel 2020-02-18