X0306 4 2013-01-30 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001230508 FAUBERT RICHARD J 13900 NW SCIENCE PARK DRIVE PORTLAND OR 97229 1 0 0 0 Stock Option (right to buy) 17.17 2013-01-30 4 D 0 6000 D 2013-07-30 Common Stock 6000 49000 D Stock Option (right to buy) 16.37 2013-01-30 4 A 0 6000 A 2013-07-30 Common Stock 6000 55000 D Stock Option (right to buy) 24.02 2013-01-30 4 D 0 24000 D 2013-10-29 Common Stock 24000 31000 D Stock Option (right to buy) 23.22 2013-01-30 4 A 0 24000 A 2013-10-29 Common Stock 24000 55000 D Stock Option (right to buy) 25.75 2013-01-30 4 D 0 10000 D 2014-07-30 Common Stock 10000 45000 D Stock Option (right to buy) 24.95 2013-01-30 4 A 0 10000 A 2014-07-30 Common Stock 10000 55000 D Stock Option (right to buy) 19.42 2013-01-30 4 D 0 10000 D 2015-07-21 Common Stock 10000 45000 D Stock Option (right to buy) 18.62 2013-01-30 4 A 0 10000 A 2015-07-21 Common Stock 10000 55000 D Stock Option (right to buy) 19.92 2013-01-30 4 D 0 5000 D 2016-05-25 Common Stock 5000 50000 D Stock Option (right to buy) 19.12 2013-01-30 4 A 0 5000 A 2016-05-25 Common Stock 5000 55000 D The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 31, 2003 and provided for vesting in four equal annual installments commencing on July 31, 2004. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 30, 2003 and provided for vesting in three equal annual installments commencing on October 30, 2004. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 31, 2004 and provided for vesting in twelve equal monthly installments commencing on August 31, 2004. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 21, 2005 and provided for full vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on July 20, 2008. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 26, 2006 and provided for immediate vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on May 25, 2009. By: Kerry L Mustoe for Richard J Faubert 2013-01-30