0001921094-24-001367.txt : 20241107 0001921094-24-001367.hdr.sgml : 20241107 20241107164335 ACCESSION NUMBER: 0001921094-24-001367 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20241107 DATE AS OF CHANGE: 20241107 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 241436666 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Geelan John W CENTRAL INDEX KEY: 0001566456 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 800 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 144 1 primary_doc.xml 144 0001566456 XXXXXXXX LIVE 0001230245 PIPER SANDLER COMPANIES 001-31720 800 NICOLLET MALL, SUITE 900 MINNEAPOLIS MN 55402 (612) 303-6000 Geelan John W Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

1500 511999.00 17697079 11/07/2024 NYSE Common 02/16/2021 Restricted Stock Lapse PIPER SANDLER COMPANIES N 423 02/16/2021 Equity Compensation Common 02/25/2021 Performance Stock Lapse PIPER SANDLER COMPANIES N 667 02/25/2021 Equity Compensation Common 03/03/2020 Performance Stock Lapse PIPER SANDLER COMPANIES N 410 03/03/2020 Equity Compensation N John W Geelan

800 NICOLLET MALL, SUITE 900 MINNEAPOLIS MN 55402

PIPER SANDLER COMPANIES 08/09/2024 1789 459281.00 11/07/2024 John W Geelan