0001921094-24-001038.txt : 20240815 0001921094-24-001038.hdr.sgml : 20240815 20240815163059 ACCESSION NUMBER: 0001921094-24-001038 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240815 DATE AS OF CHANGE: 20240815 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 241212862 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Abraham Chad R CENTRAL INDEX KEY: 0001538591 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 144 1 primary_doc.xml 144 0001538591 XXXXXXXX LIVE 0001230245 PIPER SANDLER COMPANIES 001-31720 800 NICOLLET MALL, SUITE 900 MINNEAPOLIS MN 55402 (612) 303-6000 Abraham Chad R Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

8000 2126949.00 17697079 08/15/2024 NYSE Common 08/15/2024 Employee Stock Option Exercise PIPER SANDLER COMPANIES N 8000 08/15/2024 Broker Payment for Cashless Exercise Y 08/15/2024 Chad R Abraham