144: Filer Information
Filer CIK | 0001435654 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001435654 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | PIPER SANDLER COMPANIES |
SEC File Number | 001-31720 |
Address of Issuer | 800 NICOLLET MALL, SUITE 900 MINNEAPOLIS MINNESOTA 55402 |
Phone | (612) 303-6000 |
Name of Person for Whose Account the Securities are To Be Sold | Schoneman Debbra L. |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | Officer |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Common | Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262 | 3978 | 844469.00 | 17699038 | 05/17/2024 | NYSE |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Common | 05/31/2015 | Restricted Stock Lapse | PIPER SANDLER COMPANIES | 2155 | 05/31/2015 | Equity Compensation | ||
Common | 02/16/2017 | Restricted Stock Lapse | PIPER SANDLER COMPANIES | 1823 | 02/16/2017 | Equity Compensation |
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
---|---|---|---|---|
Debbra L. Schoneman 800 NICOLLET MALL, SUITE 900 MINNEAPOLIS MN 55402 | PIPER SANDLER COMPANIES | 02/26/2024 | 3555 | 657086.00 |
Debbra L. Schoneman 800 NICOLLET MALL, SUITE 900 MINNEAPOLIS MN 55402 | PIPER SANDLER COMPANIES | 02/27/2024 | 495 | 91194.00 |
Debbra L. Schoneman 800 NICOLLET MALL, SUITE 900 MINNEAPOLIS MN 55402 | PIPER SANDLER COMPANIES | 02/29/2024 | 205 | 38960.00 |
Debbra L. Schoneman 800 NICOLLET MALL, SUITE 900 MINNEAPOLIS MN 55402 | PIPER SANDLER COMPANIES | 03/04/2024 | 4795 | 913996.00 |
Remarks | The shares covered by this form 144 are being sold pursuant to a 10b51 trading plan dated 02/13/2024. Which plan is intended to comply with Rule 10b5-1 and the representation regarding sellers lack of knowledge of material non-public information as of the date of the trading plan. Shares sold in account: DEBBRA L. SCHONEMAN REV TR |
Date of Notice | 05/17/2024 |
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1 | 02/13/2024 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | Debbra L.Schoneman TTEE |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |