0001230245-24-000048.txt : 20240228
0001230245-24-000048.hdr.sgml : 20240228
20240228164924
ACCESSION NUMBER: 0001230245-24-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240226
FILED AS OF DATE: 20240228
DATE AS OF CHANGE: 20240228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schoneman Debbra L.
CENTRAL INDEX KEY: 0001435654
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 24696382
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
4
1
wk-form4_1709156940.xml
FORM 4
X0508
4
2024-02-26
0
0001230245
PIPER SANDLER COMPANIES
PIPR
0001435654
Schoneman Debbra L.
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
0
1
0
0
President
1
Common Stock
2024-02-26
4
S
0
680
183.88
D
14393
D
Common Stock
2024-02-26
4
S
0
2222
184.75
D
12171
D
Common Stock
2024-02-26
4
S
0
453
185.88
D
11718
D
Common Stock
2024-02-26
4
S
0
200
186.67
D
11518
D
Common Stock
2024-02-26
4
A
0
11246
0
A
22764
D
Common Stock
2024-02-26
4
F
0
5129
0
D
17635
D
Common Stock
2024-02-27
4
S
0
443
184.15
D
17192
D
Common Stock
2024-02-27
4
S
0
52
184.93
D
17140
D
Common Stock
48083
I
Through Living Trust
The shares of common stock were sold pursuant to a 10b5-1 trading plan.
The price reported in Column 4 for transactions on this report is a weighted average price. The shares sold in footnotes (2), (3), (4), (5), (7) and (8) were sold in multiple transactions at the price ranges provided in footnotes (2), (3), (4), (5), (7) and (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $183.3500 to $184.3300 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (7) and (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.
These shares were sold in multiple transactions at prices ranging from $184.3600 to $185.2700 inclusive.
These shares were sold in multiple transactions at prices ranging from $185.3700 to $186.3400 inclusive.
These shares were sold in multiple transactions at prices ranging from $186.5000 to $186.8300 inclusive.
Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023.
These shares were sold in multiple transactions at prices ranging from $183.7500 to $184.7200 inclusive.
These shares were sold in multiple transactions at prices ranging from $184.7600 to $185.0800 inclusive.
These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees.
/s/ James Grant for Debbra L. Schoneman
2024-02-28