0001230245-24-000048.txt : 20240228 0001230245-24-000048.hdr.sgml : 20240228 20240228164924 ACCESSION NUMBER: 0001230245-24-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240226 FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schoneman Debbra L. CENTRAL INDEX KEY: 0001435654 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 24696382 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wk-form4_1709156940.xml FORM 4 X0508 4 2024-02-26 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001435654 Schoneman Debbra L. 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 President 1 Common Stock 2024-02-26 4 S 0 680 183.88 D 14393 D Common Stock 2024-02-26 4 S 0 2222 184.75 D 12171 D Common Stock 2024-02-26 4 S 0 453 185.88 D 11718 D Common Stock 2024-02-26 4 S 0 200 186.67 D 11518 D Common Stock 2024-02-26 4 A 0 11246 0 A 22764 D Common Stock 2024-02-26 4 F 0 5129 0 D 17635 D Common Stock 2024-02-27 4 S 0 443 184.15 D 17192 D Common Stock 2024-02-27 4 S 0 52 184.93 D 17140 D Common Stock 48083 I Through Living Trust The shares of common stock were sold pursuant to a 10b5-1 trading plan. The price reported in Column 4 for transactions on this report is a weighted average price. The shares sold in footnotes (2), (3), (4), (5), (7) and (8) were sold in multiple transactions at the price ranges provided in footnotes (2), (3), (4), (5), (7) and (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $183.3500 to $184.3300 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (7) and (8) upon request by the SEC staff, the issuer or any shareholder of the issuer. These shares were sold in multiple transactions at prices ranging from $184.3600 to $185.2700 inclusive. These shares were sold in multiple transactions at prices ranging from $185.3700 to $186.3400 inclusive. These shares were sold in multiple transactions at prices ranging from $186.5000 to $186.8300 inclusive. Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023. These shares were sold in multiple transactions at prices ranging from $183.7500 to $184.7200 inclusive. These shares were sold in multiple transactions at prices ranging from $184.7600 to $185.0800 inclusive. These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees. /s/ James Grant for Debbra L. Schoneman 2024-02-28