0001230245-24-000042.txt : 20240228
0001230245-24-000042.hdr.sgml : 20240228
20240228164136
ACCESSION NUMBER: 0001230245-24-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240226
FILED AS OF DATE: 20240228
DATE AS OF CHANGE: 20240228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker James P
CENTRAL INDEX KEY: 0001763980
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 24696232
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
4
1
wk-form4_1709156477.xml
FORM 4
X0508
4
2024-02-26
0
0001230245
PIPER SANDLER COMPANIES
PIPR
0001763980
Baker James P
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
0
1
0
0
Global Co-Head IB and Cap Mkts
0
Common Stock
2024-02-26
4
A
0
9428
0
A
55917
D
Common Stock
2024-02-26
4
F
0
3710
0
D
52207
D
Common Stock
25699
I
By Spouse as sole Trustee and Beneficiary for Irrevocable Trust
Common Stock
25699
I
By Irrevocable Trust
Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023.
The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust.
/s/ James Grant for James P. Baker
2024-02-28