0001230245-23-000173.txt : 20231215 0001230245-23-000173.hdr.sgml : 20231215 20231215165309 ACCESSION NUMBER: 0001230245-23-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schoneman Debbra L. CENTRAL INDEX KEY: 0001435654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 231491087 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wk-form4_1702677176.xml FORM 4 X0508 4 2023-12-13 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001435654 Schoneman Debbra L. 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 President 1 Common Stock 2023-12-13 4 S 0 204 170.04 D 19767 D Common Stock 2023-12-14 4 S 0 866 171.95 D 18901 D Common Stock 2023-12-14 4 S 0 560 172.67 D 18341 D Common Stock 2023-12-14 4 S 0 2245 174.30 D 16096 D Common Stock 2023-12-14 4 S 0 1064 175.07 D 15032 D Common Stock 2023-12-14 4 S 0 61 176.02 D 14971 D Common Stock 2023-12-15 4 S 0 950 180.12 D 14021 D Common Stock 53083 I Through Living Trust The shares of common stock were sold pursuant to a 10b5-1 trading plan. The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (8) were sold in multiple transactions at the price ranges provided in footnotes (2) through (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $170.0000 to $170.0900 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (8) upon request by the SEC staff, the issuer or any shareholder of the issuer. These shares were sold in multiple transactions at prices ranging from $171.4700 to $172.4600 inclusive. These shares were sold in multiple transactions at prices ranging from $172.4750 to $173.1000 inclusive. These shares were sold in multiple transactions at prices ranging from $173.7600 to $174.6650 inclusive. These shares were sold in multiple transactions at prices ranging from $174.7900 to $175.7800 inclusive. These shares were sold in multiple transactions at prices ranging from $175.9500 to $176.2000 inclusive. These shares were sold in multiple transactions at prices ranging from $180.0000 to $180.4200 inclusive. These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees. /s/ James Grant for Debbra L. Schoneman 2023-12-15