0001230245-23-000097.txt : 20230523 0001230245-23-000097.hdr.sgml : 20230523 20230523170424 ACCESSION NUMBER: 0001230245-23-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230522 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abraham Chad R CENTRAL INDEX KEY: 0001538591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 23949695 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wf-form4_168487585289495.xml FORM 4 X0407 4 2023-05-22 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001538591 Abraham Chad R 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 0 0 CEO and Chairman 1 Common Stock 2023-05-22 4 S 0 2223 130.27 D 27222 D Common Stock 2023-05-23 4 S 0 2556 130.31 D 24666 D Common Stock 2023-05-23 4 S 0 550 131.12 D 24116 D Common Stock 55000 I Through Living Trust The shares of common stock were sold pursuant to a 10b5-1 trading plan. The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (4) were sold in multiple transactions at the price ranges provided in footnotes (2) through (4). These shares in footnote (2) were sold in multiple transactions at prices ranging from $130.0000 to $130.5800 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (4) upon request by the SEC staff, the issuer or any shareholder of the issuer. These shares were sold in multiple transactions at prices ranging from $130.0000 to $130.9900 inclusive. These shares were sold in multiple transactions at prices ranging from $131.0300 to $131.5000 inclusive. These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary. /s/ James Grant for Chad R. Abraham 2023-05-23