0001230245-23-000097.txt : 20230523
0001230245-23-000097.hdr.sgml : 20230523
20230523170424
ACCESSION NUMBER: 0001230245-23-000097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230522
FILED AS OF DATE: 20230523
DATE AS OF CHANGE: 20230523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Abraham Chad R
CENTRAL INDEX KEY: 0001538591
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 23949695
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
4
1
wf-form4_168487585289495.xml
FORM 4
X0407
4
2023-05-22
0
0001230245
PIPER SANDLER COMPANIES
PIPR
0001538591
Abraham Chad R
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
1
0
0
CEO and Chairman
1
Common Stock
2023-05-22
4
S
0
2223
130.27
D
27222
D
Common Stock
2023-05-23
4
S
0
2556
130.31
D
24666
D
Common Stock
2023-05-23
4
S
0
550
131.12
D
24116
D
Common Stock
55000
I
Through Living Trust
The shares of common stock were sold pursuant to a 10b5-1 trading plan.
The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (4) were sold in multiple transactions at the price ranges provided in footnotes (2) through (4). These shares in footnote (2) were sold in multiple transactions at prices ranging from $130.0000 to $130.5800 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (4) upon request by the SEC staff, the issuer or any shareholder of the issuer.
These shares were sold in multiple transactions at prices ranging from $130.0000 to $130.9900 inclusive.
These shares were sold in multiple transactions at prices ranging from $131.0300 to $131.5000 inclusive.
These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary.
/s/ James Grant for Chad R. Abraham
2023-05-23