0001230245-23-000091.txt : 20230518 0001230245-23-000091.hdr.sgml : 20230518 20230518152853 ACCESSION NUMBER: 0001230245-23-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230517 FILED AS OF DATE: 20230518 DATE AS OF CHANGE: 20230518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SORAN PHILIP CENTRAL INDEX KEY: 0001233126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 23935830 MAIL ADDRESS: STREET 1: 12982 VALLEY VIEW RD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wf-form4_168443811090990.xml FORM 4 X0407 4 2023-05-17 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001233126 SORAN PHILIP 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 0 Common Stock 2023-05-17 4 A 0 775 129.14 A 22274 D The reporting person elected to defer receipt of an annual equity grant of 775 shares of common stock resulting in an accrual to his account of 775 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. /s/ James Grant for Philip E. Soran 2023-05-18