0001230245-23-000089.txt : 20230518 0001230245-23-000089.hdr.sgml : 20230518 20230518152628 ACCESSION NUMBER: 0001230245-23-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230517 FILED AS OF DATE: 20230518 DATE AS OF CHANGE: 20230518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAYLOR SCOTT C CENTRAL INDEX KEY: 0001271058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 23935820 MAIL ADDRESS: STREET 1: 20330 STEVENS CREEK BLVD. CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wf-form4_168443797096724.xml FORM 4 X0407 4 2023-05-17 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001271058 TAYLOR SCOTT C 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 0 Common Stock 2023-05-17 4 A 0 775 129.14 A 16493 D The reporting person elected to defer receipt of an annual equity grant of 775 shares of common stock resulting in an accrual to his account of 775 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. /s/ James Grant for Scott C. Taylor 2023-05-18