0001230245-20-000062.txt : 20200402 0001230245-20-000062.hdr.sgml : 20200402 20200402172638 ACCESSION NUMBER: 0001230245-20-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SORAN PHILIP CENTRAL INDEX KEY: 0001233126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 20770333 MAIL ADDRESS: STREET 1: 12982 VALLEY VIEW RD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-04-01 0001230245 PIPER SANDLER COMPANIES PIPR 0001233126 SORAN PHILIP 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 Common Stock 2020-04-01 4 A 0 420 47.46 A 15124 D The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his acount of 420 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. /s/ James Grant for Philip E. Soran 2020-04-02