0001230245-20-000060.txt : 20200320
0001230245-20-000060.hdr.sgml : 20200320
20200320180800
ACCESSION NUMBER: 0001230245-20-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200320
FILED AS OF DATE: 20200320
DATE AS OF CHANGE: 20200320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carter Timothy L
CENTRAL INDEX KEY: 0001372024
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 20733144
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-03-20
0001230245
PIPER SANDLER COMPANIES
PIPR
0001372024
Carter Timothy L
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
0
1
0
0
Chief Financial Officer
Common Stock
2020-03-20
4
P
0
2000
37.67
A
9222
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.65 to $37.69 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
/s/ James Grant for Timothy L. Carter
2020-03-20