0001230245-20-000060.txt : 20200320 0001230245-20-000060.hdr.sgml : 20200320 20200320180800 ACCESSION NUMBER: 0001230245-20-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200320 FILED AS OF DATE: 20200320 DATE AS OF CHANGE: 20200320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter Timothy L CENTRAL INDEX KEY: 0001372024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 20733144 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-03-20 0001230245 PIPER SANDLER COMPANIES PIPR 0001372024 Carter Timothy L 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 Chief Financial Officer Common Stock 2020-03-20 4 P 0 2000 37.67 A 9222 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.65 to $37.69 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. /s/ James Grant for Timothy L. Carter 2020-03-20