0001230245-20-000033.txt : 20200303
0001230245-20-000033.hdr.sgml : 20200303
20200303164806
ACCESSION NUMBER: 0001230245-20-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200228
FILED AS OF DATE: 20200303
DATE AS OF CHANGE: 20200303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Abraham Chad R
CENTRAL INDEX KEY: 0001538591
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 20683186
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-02-28
0001230245
PIPER SANDLER COMPANIES
PIPR
0001538591
Abraham Chad R
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
1
0
0
Chief Executive Officer
Common Stock
2020-02-28
4
M
0
1785
0
A
74630
D
Common Stock
2020-02-28
4
F
0
814
0
D
73816
D
Performance Share Unit
2020-02-28
4
M
0
2379
D
2019-12-31
Common Stock
2379
0
D
Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.
/s/ James Grant for Chad R. Abraham
2020-03-03