0001230245-20-000033.txt : 20200303 0001230245-20-000033.hdr.sgml : 20200303 20200303164806 ACCESSION NUMBER: 0001230245-20-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abraham Chad R CENTRAL INDEX KEY: 0001538591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 20683186 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-28 0001230245 PIPER SANDLER COMPANIES PIPR 0001538591 Abraham Chad R 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 0 0 Chief Executive Officer Common Stock 2020-02-28 4 M 0 1785 0 A 74630 D Common Stock 2020-02-28 4 F 0 814 0 D 73816 D Performance Share Unit 2020-02-28 4 M 0 2379 D 2019-12-31 Common Stock 2379 0 D Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019. /s/ James Grant for Chad R. Abraham 2020-03-03