0001230245-20-000025.txt : 20200219 0001230245-20-000025.hdr.sgml : 20200219 20200219185958 ACCESSION NUMBER: 0001230245-20-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200215 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter Timothy L CENTRAL INDEX KEY: 0001372024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 20631901 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-15 0001230245 PIPER SANDLER COMPANIES PIPR 0001372024 Carter Timothy L 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 Chief Financial Officer Common Stock 2020-02-16 4 F 0 24 0 D 5556 D Common Stock 2020-02-16 4 F 0 54 0 D 5502 D Common Stock 2020-02-16 4 F 0 123 0 D 5379 D Common Stock 2020-02-15 4 A 0 1843 0 A 7222 D /s/ James Grant for Timothy L. Carter 2020-02-19