0001230245-20-000025.txt : 20200219
0001230245-20-000025.hdr.sgml : 20200219
20200219185958
ACCESSION NUMBER: 0001230245-20-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200215
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carter Timothy L
CENTRAL INDEX KEY: 0001372024
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 20631901
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-02-15
0001230245
PIPER SANDLER COMPANIES
PIPR
0001372024
Carter Timothy L
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
0
1
0
0
Chief Financial Officer
Common Stock
2020-02-16
4
F
0
24
0
D
5556
D
Common Stock
2020-02-16
4
F
0
54
0
D
5502
D
Common Stock
2020-02-16
4
F
0
123
0
D
5379
D
Common Stock
2020-02-15
4
A
0
1843
0
A
7222
D
/s/ James Grant for Timothy L. Carter
2020-02-19