X0708 D LIVE 0001230245 PIPER JAFFRAY COMPANIES 800 NICOLLET MALL, SUITE 1000 MAIL STOP J09S02 MINNEAPOLIS MN MINNESOTA 55402 (612) 303-6000 DELAWARE None None Corporation true Chad R. Abraham 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Director William R. Fitzgerald 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Addison L. Piper 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director B. Kristine Johnson 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Debbra L. Schoneman 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Director Philip E. Soran 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Scott C. Taylor 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Thomas S. Schreier 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Sherry M. Smith 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Timothy L. Carter 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Frank E. Fairman 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer James Baker 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer R. Scott LaRue 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer John W. Geelan 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Christine Esckilsen 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Shawn Quant 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Thomas P. Schnettler 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Executive Officer Victoria M. Holt 800 Nicollet Mall, Suite 1000 Mail Stop J09SSH Minneapolis MN MINNESOTA 55402 Director Other Banking and Financial Services Over $100,000,000 06b false true false true false 175000000 175000000 175000000 0 false 1 0 0 0 true false PIPER JAFFRAY COMPANIES /s/ James Grant James Grant Assistant General Counsel 2019-10-15