0001230245-18-000104.txt : 20181003
0001230245-18-000104.hdr.sgml : 20181003
20181003163337
ACCESSION NUMBER: 0001230245-18-000104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181001
FILED AS OF DATE: 20181003
DATE AS OF CHANGE: 20181003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SORAN PHILIP
CENTRAL INDEX KEY: 0001233126
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 181105458
MAIL ADDRESS:
STREET 1: 12982 VALLEY VIEW RD
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-10-01
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001233126
SORAN PHILIP
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
0
0
0
Common Stock
2018-10-01
4
A
0
350
A
11223
D
The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 350 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.
/s/ John W. Geelan for Philip E. Soran
2018-10-03