0001230245-16-000286.txt : 20160801
0001230245-16-000286.hdr.sgml : 20160801
20160801171831
ACCESSION NUMBER: 0001230245-16-000286
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160729
FILED AS OF DATE: 20160801
DATE AS OF CHANGE: 20160801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Winges Martin Bradley
CENTRAL INDEX KEY: 0001453018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 161798251
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: MN
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-07-29
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001453018
Winges Martin Bradley
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
0
1
0
0
CIO and Head of Fixed Income
Common Stock
2016-07-29
4
S
0
2500
41.5755
D
50856
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.20 to $42.00 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
/s/ John W. Geelan for M. Bradley Winges
2016-08-01