0001104659-24-046559.txt : 20240412 0001104659-24-046559.hdr.sgml : 20240412 20240412093228 ACCESSION NUMBER: 0001104659-24-046559 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240412 DATE AS OF CHANGE: 20240412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 24840181 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 DEFA14A 1 tm242663d4_defa14a.htm DEFA14A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of

the Securities Exchange Act of 1934 (Amendment No. )

Filed by the Registrant x

Filed by a Party other than the Registrant ¨

Check the appropriate box:

¨	Preliminary Proxy Statement

¨	Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Definitive Proxy Statement

x	Definitive Additional Materials

¨	Soliciting Material under §240.14a-12

PIPER SANDLER COMPANIES

(Name of Registrant as Specified In Its Charter)

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check the appropriate box):

No fee required.

¨	Fee paid previously with preliminary materials.s

¨	Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11.

Piper Sandler 2024 Annual Meeting of Shareholders – Vote your shares

April 12, 2024

Employees who hold shares of Piper Sandler will be receiving an email with the subject line of “Vote Now! PIPER SANDLER COMPANIES Annual Meeting.” Please do not delete this email and be sure to retain your 16-digit control number within the email. The email will have a link that takes you directly to a voting site, or go to www.proxyvote.com at any time and enter your control number.

Employees who are shareholders of Piper Sandler are encouraged to vote according to the Board of Directors’ recommendation as follows:

FOR all of the nominees for director;

FOR the ratification of the selection of Ernst & Young LLP as the independent auditor of Piper Sandler Companies for the year ending December 31, 2024; and

FOR the advisory vote approving the compensation of the officers disclosed in the proxy statement, or a “say-on-pay” vote;

Importantly, if you hold shares in different brokerage accounts (including restricted shares with our stock plan administrator), you will receive information from each broker with voting instructions. If you receive multiple e-mails, it is important that you submit votes for all shares held, as each e-mail represents different shares.

Employees own a significant amount of Piper Sandler common stock, and it is critical that you vote your shares.