-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HeVbnw8kVab5kzL2h2YvVa6Bg9ZhaD2yZKHG6o152s+/zLdqGaRpH/SVkhxo+nqj SAZ2xeG4w3mBVWYAVr+WAw== 0000919574-04-002318.txt : 20040816 0000919574-04-002318.hdr.sgml : 20040816 20040813194025 ACCESSION NUMBER: 0000919574-04-002318 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040816 EFFECTIVENESS DATE: 20040816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALKEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001230239 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10451 FILM NUMBER: 04975910 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123898704 13F-HR 1 d502573_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2004 Check here if Amendment: |_|; Amendment Number: |_| This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Alkeon Capital Management, LLC Address: 350 Madison Avenue New York, New York 10017 13F File Number: 28-10451 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory Boye Title: Compliance Officer Phone: (212) 389-8704 Signature, Place and Date of Signing: /s/ Gregory Boye New York, New York August 13, 2004 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 244 Form 13F Information Table Value Total: $ 1,085,637 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-10748 Oppenheimer Asset Management Inc. - ---- ------------------- -------------------------------- FORM 13F INFORMATION TABLE
VOTING AUTHORITY TITLE OF VALUE SHRS/ SH/ PUT/ INVETMNT OTHER ISSUER NAME CUSIP CLASS (X $1000) PRN AMT PRN CALL DISCREN MGRS SOLE SHARED NONE - ----------- ----- ----- --------- ------- --- ---- ------- ---- ---- ------ ---- ACTIVISION INC NEW 004930202 COM NEW 8,784 552,430 SH SHARED 1 552,430 ACTIVISION INC NEW 004930202 COM NEW 2,652 166,795 SH SOLE 166,795 ADV ENERGY INDS 007973100 COM 3,020 192,110 SH SHARED 1 192,110 ADV ENERGY INDS 007973100 COM 966 61,420 SH SOLE 61,420 ADV MICRO DEVICES INC 7903907 OPTIONS - CALL 148 7,422 SH CALL SHARED 1 7,422 ADV MICRO DEVICES INC 7903907 OPTIONS - CALL 48 2,375 SH CALL SOLE 2,375 ALKERMES INC 01642T108 COM 2,447 179,920 SH SHARED 1 179,920 ALKERMES INC 01642T108 COM 780 57,320 SH SOLE 57,320 ALTERA CORP 021441100 COM 23,889 1,078,042 SH SHARED 1 1,078,042 ALTERA CORP 021441100 COM 7,432 335,380 SH SOLE 335,380 ANALOG DEVICES INC 032654105 COM 31,904 677,652 SH SHARED 1 677,652 ANALOG DEVICES INC 032654105 COM 9,863 209,500 SH SOLE 209,500 ANDREW CORP 034425108 COM 7,147 357,150 SH SHARED 1 357,150 ANDREW CORP 034425108 COM 2,280 113,920 SH SOLE 113,920 ANGIOTECH PHARM IN 034918102 COM 4,380 217,380 SH SHARED 1 217,380 ANGIOTECH PHARM IN 034918102 COM 1,393 69,130 SH SOLE 69,130 APP MICRO CIR CORP 03822W109 COM 3,112 584,990 SH SHARED 1 584,990 APP MICRO CIR CORP 03822W109 COM 989 185,960 SH SOLE 185,960 APPLIED MATLS INC 038222105 COM 25,759 1,312,910 SH SHARED 1 1,312,910 APPLIED MATLS INC 038222105 COM 8,122 413,970 SH SOLE 413,970 ARRIS GROUP INC 04269Q100 COM 4,472 752,920 SH SHARED 1 752,920 ARRIS GROUP INC 04269Q100 COM 1,427 240,200 SH SOLE 240,200 ASIAINFO HLDGS INC 04518A104 COM 2,701 511,640 SH SHARED 1 511,640 ASIAINFO HLDGS INC 04518A104 COM 861 163,120 SH SOLE 163,120 ATI TECH INC 001941103 COM 27,683 1,467,810 SH SHARED 1 1,467,810 ATI TECH INC 001941103 COM 8,517 451,580 SH SOLE 451,580 AUDIBLE INC 05069A302 COM NEW 287 23,897 SH SHARED 1 23,897 AUDIBLE INC 05069A302 COM NEW 91 7,580 SH SOLE 7,850 AVAYA INC 053499109 COM 7,249 459,110 SH SHARED 1 459,110 AVAYA INC 053499109 COM 2,308 146,200 SH SOLE 146,200 BEA SYS INC 073325102 COM 2,542 309,280 SH SHARED 1 309,280 BEA SYS INC 073325102 COM 821 99,850 SH SOLE 99,850 BINDVIEW DEV CORP COM 090327107 COM 991 283,235 SH SHARED 1 283,235 BINDVIEW DEV CORP COM 090327107 COM 316 90,280 SH SOLE 90,280 BIOGEN IDEC INC 09062X103 COM 2,152 34,030 SH SHARED 1 34,030 BIOGEN IDEC INC 09062X103 COM 691 10,930 SH SOLE 10,930 BROADCOM CORP 111320107 CL A 11,350 243,560 SH SHARED 1 243,560 BROADCOM CORP 111320107 CL A 3,782 81,160 SH SOLE 81,160 BROADVISION INC 111412607 COM NEW 1,342 319,390 SH SHARED 1 319,390 BROADVISION INC 111412607 COM NEW 428 101,780 SH SOLE 101,780 BROOKS AUTOMTN INC 114340102 COM 12,069 598,960 SH SHARED 1 598,960 BROOKS AUTOMTN INC 114340102 COM 3,686 182,940 SH SOLE 182,940 CADENCE DESIGN SYS INC 127387108 COM 3,328 227,460 SH SHARED 1 227,460 CADENCE DESIGN SYS INC 127387108 COM 973 66,540 SH SOLE 66,540 CHECK PT SOFTWRE TECH LT M22465904 OPTIONS - CALL 1,062 4,827 SH CALL SHARED 1 4,827 CHECK PT SOFTWRE TECH LT M22465904 OPTIONS - CALL 339 1,539 SH CALL SOLE 1,539 CHIRON CORP 170040109 COM 5,759 129,010 SH SHARED 1 129,010 CHIRON CORP 170040109 COM 1,835 41,100 SH SOLE 41,100 CISCO SYS INC COM 17275R102 COM 43,271 1,825,790 SH SHARED 1 1,825,790 CISCO SYS INC COM 17275R102 COM 13,551 571,790 SH SOLE 571,790 COMCAST CORP NEW 20030N200 CL A SPL 7,892 285,850 SH SHARED 1 285,850 COMCAST CORP NEW 20030N200 CL A SPL 2,513 91,030 SH SOLE 91,030 COMPUCOM SYS INC 204780100 COM 1,295 285,300 SH SHARED 1 285,300 COMPUCOM SYS INC 204780100 COM 413 90,910 SH SOLE 90,910 SANDISK CORP 80004C901 OPTIONS - CALL 250 1,615 SH CALL SHARED 1 1,615 SANDISK CORP 80004C901 OPTIONS - CALL 79 512 SH CALL SOLE 512 CYPRESS SEMICDTRS CORP 232806109 COM 3,455 243,480 SH SHARED 1 243,480 CYPRESS SEMICDTRS CORP 232806109 COM 1,102 77,630 SH SOLE 77,630 DELL INC COM 24702R101 COM 36,486 1,018,590 SH SHARED 1 1,018,590 DELL INC COM 24702R101 COM 11,607 324,040 SH SOLE 324,040 DEVRY INC DEL COM 251893103 COM 3,979 145,120 SH SHARED 1 145,120 DEVRY INC DEL COM 251893103 COM 1,271 46,370 SH SOLE 46,370 DIAMOND CLSTR INTL 25278P106 COM 3,171 364,910 SH SHARED 1 364,910 DIAMOND CLSTR INTL 25278P106 COM 1,010 116,280 SH SOLE 116,280 ECHOSTAR COMMS NEW 278762109 CL A 4,845 157,570 SH SHARED 1 157,570 ECHOSTAR COMMS NEW 278762109 CL A 1,565 50,900 SH SOLE 50,900 EDWARDS LIFESC CORP 28176E958 OPTIONS - PUT 45 1,495 SH PUT SHARED 1 1,495 EDWARDS LIFESC CORP 28176E958 OPTIONS - PUT 13 434 SH PUT SOLE 434 FLEXTRNCS INTL LTD Y2573F102 ORD 5,636 353,380 SH SHARED 1 353,380 FLEXTRNCS INTL LTD Y2573F102 ORD 1,798 112,740 SH SOLE 112,740 FORMFACTOR INC 346375108 COM 2,992 133,290 SH SHARED 1 133,290 FORMFACTOR INC 346375108 COM 954 42,480 SH SOLE 42,480 GAP INC DEL 364760AJ7 NOTE 5.750% 3/1 3,112 2,000,000 PRN SOLE 2,000,000 GEMSTAR-TV GUIDE 36866W106 COM 1,802 375,430 SH SHARED 1 375,430 GEMSTAR-TV GUIDE 36866W106 COM 576 120,060 SH SOLE 120,060 GENZYME CORP 372917104 COM GENL DIV 4,418 93,340 SH SHARED 1 93,340 GENZYME CORP 372917104 COM GENL DIV 1,411 29,810 SH SOLE 29,810 GENZYME CORP 372917904 OPTIONS - CALL 140 718 SH CALL SHARED 1 718 GENZYME CORP 372917904 OPTIONS - CALL 44 228 SH CALL SOLE 228 GIGAMEDIA LTD Y2711Y104 ORD 509 423,960 SH SHARED 1 423,960 GIGAMEDIA LTD Y2711Y104 ORD 162 135,220 SH SOLE 135,220 GILEAD SCIENCES INC 375558AD5 NOTE 2.000% 12/1 4,473 3,000,000 PRN SOLE 3,000,000 GTECH HLDGS CORP 400518AB2 DBCV 1.750% 12/1 5,200 3,000,000 PRN SOLE 3,000,000 HARMONIC INC 413160102 COM 3,049 358,280 SH SHARED 1 358,280 HARMONIC INC 413160102 COM 972 114,190 SH SOLE 114,190 HOMESTORE INC 437852106 COM 6,590 1,651,610 SH SHARED 1 1,651,610 HOMESTORE INC 437852106 COM 2,104 527,370 SH SOLE 527,370 HYPERCOM CORP 44913M105 COM 2,132 252,290 SH SHARED 1 252,290 HYPERCOM CORP 44913M105 COM 679 80,380 SH SOLE 80,380 IMPAX LAB INC 45256B101 COM 2,850 147,070 SH SHARED 1 147,070 IMPAX LAB INC 45256B101 COM 905 46,690 SH SOLE 46,690 INFORMATICA CORP 45666Q102 COM 3,276 429,320 SH SHARED 1 429,320 INFORMATICA CORP 45666Q102 COM 958 125,510 SH SOLE 125,510 INTEGRTD DEVICE TECH 458118106 COM 4,599 332,320 SH SHARED 1 332,320 INTEGRTD DEVICE TECH 458118106 COM 1,465 105,880 SH SOLE 105,880 INTEL CORP 458140100 COM 40,882 1,481,230 SH SHARED 1 1,481,230 INTEL CORP 458140100 COM 13,222 479,050 SH SOLE 479,050 INTERPHASE CORP 460593106 COM 652 63,510 SH SHARED 1 63,510 INTERPHASE CORP 460593106 COM 208 20,250 SH SOLE 20,250 INTL GAME TECH 459902AL6 DBCV 1/2 1,281 1,500,000 PRN SOLE 1,500,000 INTL SPEEDWAY CORP 460335201 CL A 9,710 199,620 SH SHARED 1 199,620 INTL SPEEDWAY CORP 460335201 CL A 3,093 63,590 SH SOLE 63,590 JABIL CIRCUIT INC 466313103 COM 7,139 283,520 SH SHARED 1 283,520 JABIL CIRCUIT INC 466313103 COM 2,276 90,390 SH SOLE 90,390 JDS UNIPHASE CORP 46612J101 COM 5,906 1,558,400 SH SHARED 1 1,558,400 JDS UNIPHASE CORP 46612J101 COM 1,825 481,460 SH SOLE 481,460 JUNIPER NETWRKS INC 48203R104 COM 8,151 331,760 SH SHARED 1 331,760 JUNIPER NETWRKS INC 48203R104 COM 2,360 96,050 SH SOLE 96,050 KING PHARM 495582908 OPTIONS - CALL 37 2,441 SH CALL SHARED 1 2,441 KING PHARM 495582908 OPTIONS - CALL 11 720 SH CALL SOLE 720 KLA-TENCOR CORP 482480100 COM 7,647 154,870 SH SHARED 1 154,870 KLA-TENCOR CORP 482480100 COM 2,443 49,470 SH SOLE 49,470 LAM RESRCH CORP 512807108 COM 9,679 361,140 SH SHARED 1 361,140 LAM RESRCH CORP 512807108 COM 2,957 110,320 SH SOLE 110,320 LEADIS TECHNOLOGY INC 52171N103 COM 1,064 79,376 SH SHARED 1 79,376 LEADIS TECHNOLOGY INC 52171N103 COM 331 24,684 SH SOLE 24,864 LEXMARK INTL NEW 529771107 CL A 11,798 122,220 SH SHARED 1 122,220 LEXMARK INTL NEW 529771107 CL A 3,751 38,860 SH SOLE 38,860 LIGAND PHARM INC 53220K907 OPTIONS - CALL 117 1,793 SH CALL SHARED 1 1,793 LIGAND PHARM INC 53220K907 OPTIONS - CALL 37 569 SH CALL SOLE 569 LINEAR TECH CORP 535678106 COM 4,821 122,154 SH SHARED 1 122,154 LINEAR TECH CORP 535678106 COM 1,286 32,580 SH SOLE 32,580 LIVEPERSON INC 538146101 COM 650 215,970 SH SHARED 1 215,970 LIVEPERSON INC 538146101 COM 207 68,780 SH SOLE 68,780 MARVELL TECH GRP LTD G5876H105 ORD 24,978 935,490 SH SHARED 1 935,490 MARVELL TECH GRP LTD G5876H105 ORD 7,607 284,920 SH SOLE 284,920 MATRIXONE INC 57685P304 COM 3,679 532,392 SH SHARED 1 532,392 MATRIXONE INC 57685P304 COM 1,174 169,950 SH SOLE 169,950 MAXIM INTGRTD PROD INC 57772K101 COM 8,317 158,660 SH SHARED 1 158,660 MAXIM INTGRTD PROD INC 57772K101 COM 2,642 50,410 SH SOLE 50,410 MAXTOR CORP 577729205 COM 2,961 446,610 SH SHARED 1 446,610 MAXTOR CORP 577729205 COM 944 142,310 SH SOLE 142,310 MICROMUSE INC 595094103 COM 4,380 654,720 SH SHARED 1 654,720 MICROMUSE INC 595094103 COM 1,395 208,480 SH SOLE 208,480 MICRON TECH INC 595112AG8 NOTE 2.500% 2/0 2,837 2,000,000 PRN SOLE 2,000,000 MICRON TECH INC 595112103 COM 6,777 442,670 SH SHARED 1 442,670 MICRON TECH INC 595112103 COM 2,156 140,830 SH SOLE 140,830 MICRON TECH INC 595112953 OPTIONS - PUT 115 2,871 SH PUT SHARED 1 2,871 MICRON TECH INC 595112953 OPTIONS - PUT 37 917 SH PUT SOLE 917 MICROSOFT CORP 594918104 COM 57,163 2,001,490 SH SHARED 1 2,001,490 MICROSOFT CORP 594918104 COM 17,974 629,340 SH SOLE 629,340 MILLENNIUM PHARM I 599902903 OPTIONS - CALL 28 2,770 SH CALL SHARED 1 2,770 MILLENNIUM PHARM I 599902903 OPTIONS - CALL 9 883 SH CALL SOLE 883 MKS INSTRMTS INC 55306N104 COM 3,989 174,816 SH SHARED 1 174,816 MKS INSTRMTS INC 55306N104 COM 1,270 55,660 SH SOLE 55,660 MOTOROLA INC 620076109 COM 3,772 206,680 SH SHARED 1 206,680 MOTOROLA INC 620076109 COM 1,203 65,940 SH SOLE 65,940 MRV COMMS INC 553477100 COM 1,845 673,190 SH SHARED 1 673,190 MRV COMMS INC 553477100 COM 588 214,530 SH SOLE 214,530 NASDAQ 100 TR 631100104 UNIT SER I 3,306 87,500 SH SOLE 87,500 NASDAQ 100 TR 631100954 OPTIONS - PUT 281 2,500 SH PUT SOLE 2,500 NAT SEMICDTOR CORP 637640103 COM 5,092 231,557 SH SHARED 1 231,557 NAT SEMICDTOR CORP 637640103 COM 1,554 70,653 SH SOLE 70,653 NETWORKS ASSOCS INC 640938906 OPTIONS - CALL 208 1,434 SH CALL SHARED 1 1,434 NETWORKS ASSOCS INC 640938906 OPTIONS - CALL 66 455 SH CALL SOLE 455 NETFLIX COM INC 64110L106 COM 7,738 214,950 SH SHARED 1 214,950 NETFLIX COM INC 64110L106 COM 2,391 66,420 SH SOLE 66,420 NEW FRONTIER MEDIA INC 644398109 COM 5,650 662,374 SH SHARED 1 662,374 NEW FRONTIER MEDIA INC 644398109 COM 1,802 211,230 SH SOLE 211,230 NIC INC 62914B100 COM 2,907 406,610 SH SHARED 1 406,610 NIC INC 62914B100 COM 928 129,725 SH SOLE 129,725 NORTEL NETWRKS CORP NEW 656568102 COM 9,162 1,836,020 SH SHARED 1 1,836,020 NORTEL NETWRKS CORP NEW 656568102 COM 2,854 572,040 SH SOLE 572,040 NOVELL INC 670006105 COM 6,226 742,060 SH SHARED 1 742,060 NOVELL INC 670006105 COM 1,917 228,490 SH SOLE 228,490 NVIDIA CORP 67066G954 OPTIONS - PUT 416 2,870 SH PUT SHARED 1 2,870 NVIDIA CORP 67066G954 OPTIONS - PUT 132 911 SH PUT SOLE 911 OPLINK COMMS INC 68375Q106 COM 3,090 1,609,532 SH SHARED 1 1,609,532 OPLINK COMMS INC 68375Q106 COM 987 514,091 SH SOLE 514,091 ORACLE CORP 68389X105 COM 19,576 1,640,940 SH SHARED 1 1,640,940 ORACLE CORP 68389X105 COM 6,127 513,550 SH SOLE 513,550 PARAMTRC TECH CORP 699173100 COM 3,733 746,530 SH SHARED 1 746,530 PARAMTRC TECH CORP 699173100 COM 1,190 237,930 SH SOLE 237,930 PMC-SIERRA INC 69344F106 COM 9,798 682,820 SH SHARED 1 682,820 PMC-SIERRA INC 69344F106 COM 3,196 222,710 SH SOLE 222,710 POWERDSINE LTD M41415106 SHS 1,505 122,672 SH SHARED 1 122,672 POWERDSINE LTD M41415106 SHS 468 38,148 SH SOLE 38,148 PRIMUS TELECOMMS GRP 741929103 COM 1,095 215,490 SH SHARED 1 215,490 PRIMUS TELECOMMS GRP 741929103 COM 349 68,700 SH SOLE 68,700 QUEST SOFTWARE INC 74834T103 COM 4,668 361,855 SH SHARED 1 361,855 QUEST SOFTWARE INC 74834T103 COM 1,490 115,520 SH SOLE 115,520 SANMINA SCI CORP 800907107 COM 3,570 392,330 SH SHARED 1 392,330 SANMINA SCI CORP 800907107 COM 1,163 127,830 SH SOLE 127,830 SCHEIN HENRY INC 806407102 COM 6,681 105,820 SH SHARED 1 105,820 SCHEIN HENRY INC 806407102 COM 2,144 33,960 SH SOLE 33,960 SCIENTIFIC GAMES CORP 80874P109 CL A 5,741 299,950 SH SHARED 1 299,950 SCIENTIFIC GAMES CORP 80874P109 CL A 1,837 95,970 SH SOLE 95,970 SECURE COMPUTING CORP 813705100 COM 4,978 427,309 SH SHARED 1 427,309 SECURE COMPUTING CORP 813705100 COM 1,588 136,270 SH SOLE 136,270 SIEBEL SYS INC 826170102 COM 5,157 482,370 SH SHARED 1 482,370 SIEBEL SYS INC 826170102 COM 1,642 153,610 SH SOLE 153,610 SILICON GRAPHICS INC 827056102 COM 7,664 3,483,810 SH SHARED 1 3,483,810 SILICON GRAPHICS INC 827056102 COM 2,345 1,066,120 SH SOLE 1,066,120 SILICON IMAGE INC 82705T102 COM 3,256 248,380 SH SHARED 1 248,380 SILICON IMAGE INC 82705T102 COM 1,035 78,920 SH SOLE 78,920 SINA CORP G81477104 ORD 4,736 143,570 SH SHARED 1 143,570 SINA CORP G81477104 ORD 1,096 33,210 SH SOLE 33,210 SIRVA INC 82967Y104 COM 11,903 517,534 SH SHARED 1 517,534 SIRVA INC 82967Y104 COM 3,751 163,091 SH SOLE 163,091 SKYWRKS SOLUTNS INC 83088M102 COM 5,132 587,880 SH SHARED 1 587,880 SKYWRKS SOLUTNS INC 83088M102 COM 1,633 187,000 SH SOLE 187,000 SOHU COM INC 83408W953 OPTIONS - PUT 268 3,355 SH PUT SHARED 1 3,355 SOHU COM INC 83408W953 OPTIONS - PUT 85 1,071 SH PUT SOLE 1,071 SPRINT CORP 852061900 OPTIONS - CALL 54 3,862 SH CALL SHARED 1 3,862 SPRINT CORP 852061900 OPTIONS - CALL 16 1,138 SH CALL SOLE 1,138 SUNGARD DATA SYS INC 867363103 COM 2,692 103,520 SH SHARED 1 103,520 SUNGARD DATA SYS INC 867363103 COM 859 33,020 SH SOLE 33,020 SYMMETRICOM INC 871543104 COM 2,356 264,690 SH SHARED 1 264,690 SYMMETRICOM INC 871543104 COM 750 84,230 SH SOLE 84,230 TAIWAN SEMICNDTR MFG 874039100 SPONSORED ADR 11,884 1,430,124 SH SHARED 1 1,430,124 TAIWAN SEMICNDTR MFG 874039100 SPONSORED ADR 3,723 448,051 SH SOLE 448,051 TELIK INC 87959M909 OPTIONS - CALL 242 1,076 SH CALL SHARED 1 1,076 TELIK INC 87959M909 OPTIONS - CALL 77 341 SH CALL SOLE 341 TERADYNE INC 880770102 COM 8,336 367,240 SH SHARED 1 367,240 TERADYNE INC 880770102 COM 2,654 116,920 SH SOLE 116,920 TESSERA TECH INC 88164L100 COM 2,456 136,280 SH SHARED 1 136,280 TESSERA TECH INC 88164L100 COM 779 43,240 SH SOLE 43,240 TEVA PHARM FIN BV 88164MAB4 DBCV 0.375% 11/1 3,965 2,500,000 PRN SOLE 2,500,000 THQ INC 872443403 COM NEW 19,883 868,250 SH SHARED 1 868,250 THQ INC 872443403 COM NEW 6,145 268,330 SH SOLE 268,330 TYCO INTL GP 902118BF4 DBCV 2.750% 1/1 3,761 2,500,000 PRN SOLE 2,500,000 ULT SOFTWARE GP INC 90385D107 COM 3,402 335,200 SH SHARED 1 335,200 ULT SOFTWARE GP INC 90385D107 COM 1,085 106,940 SH SOLE 106,940 UN MICROELECTRNCS CORP 910873207 SPONSORED ADR 4,595 1,066,181 SH SHARED 1 1,066,181 UN MICROELECTRNCS CORP 910873207 SPONSORED ADR 1,467 340,389 SH SOLE 340,389 VERISIGN INC 92343E902 OPTIONS - CALL 861 7,172 SH CALL SHARED 1 7,172 VERISIGN INC 92343E902 OPTIONS - CALL 273 2,275 SH CALL SOLE 2,275 VERIZON COMMS 92343V904 OPTIONS - CALL 15 2,993 SH CALL SHARED 1 2,993 VERIZON COMMS 92343V904 OPTIONS - CALL 4 883 SH CALL SOLE 883 VITESSE SEMICDTOR CORP 928497106 COM 6,122 1,254,470 SH SHARED 1 1,254,470 VITESSE SEMICDTOR CORP 928497106 COM 1,957 400,990 SH SOLE 400,990 VODAFONE GROUP PLC NEW 92857W950 OPTIONS - PUT 102 1,358 SH PUT SHARED 1 1,358 VODAFONE GROUP PLC NEW 92857W950 OPTIONS - PUT 33 438 SH PUT SOLE 438 WATSON PHARM INC 942683AC7 DBCV 1.750% 3/1 1,897 2,000,000 PRN SOLE 2,000,000 WESTERN DIGITAL CORP 958102105 COM 3,543 409,170 SH SHARED 1 409,170 WESTERN DIGITAL CORP 958102105 COM 1,049 121,150 SH SOLE 121,150 WILLIAMS SONOMA INC 969904101 COM 7,084 214,920 SH SHARED 1 214,920 WILLIAMS SONOMA INC 969904101 COM 2,254 68,400 SH SOLE 68,400 XILINX INC 983919101 COM 21,765 653,400 SH SHARED 1 653,400 XILINX INC 983919101 COM 6,936 208,240 SH SOLE 208,240 XM STLLITE RADIO HLDGS 983759101 CL A 3,132 114,750 SH SHARED 1 114,750 XM STLLITE RADIO HLDGS 983759101 CL A 993 36,400 SH SOLE 36,400 YOUBET COM INC 987413101 COM 2,238 542,000 SH SHARED 1 542,000 YOUBET COM INC 987413101 COM 714 172,900 SH SOLE 172,900 Total: 1,085,637
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