0001179110-16-032537.txt : 20161207 0001179110-16-032537.hdr.sgml : 20161207 20161207183920 ACCESSION NUMBER: 0001179110-16-032537 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161206 FILED AS OF DATE: 20161207 DATE AS OF CHANGE: 20161207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENMAN HERM CENTRAL INDEX KEY: 0001230057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 162040105 MAIL ADDRESS: STREET 1: GEN-PROBE INCORPORATED STREET 2: 10210 GENETIC CENTER DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgar.xml FORM 4 - X0306 4 2016-12-06 0 0001604821 Natera, Inc. NTRA 0001230057 ROSENMAN HERM C/O NATERA, INC., 201 INDUSTRIAL ROAD SUITE 410 SAN CARLOS CA 94070 0 1 0 0 Chief Financial Officer Common Stock 2016-12-06 4 M 0 5000 A 30237 D Common Stock 2016-12-06 4 S 0 1828 11.83 D 28409 D Restricted Stock Units 2016-12-06 4 M 0 5000 0 D Common Stock 5000 20000 D Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. Each RSU represents a contingent right to receive one share of the common stock of the issuer. The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016. The RSU vests over one year, in equal monthly installments, starting May 1, 2016. /s/ Tami Chen, attorney-in-fact 2016-12-07