X0306 4 2019-01-02 1 0001610532 Hortonworks, Inc. HDP 0001229938 BEARDEN ROBERT G C/O HORTONWORKS, INC. 5470 GREAT AMERICA PARKWAY SANTA CLARA CA 95054 1 1 0 0 President & CEO Common Stock 2019-01-02 4 A 0 714711 0.00 A 1284320 D Common Stock 2019-01-02 4 F 0 318911 14.68 D 965409 D Common Stock 2019-01-03 4 U 0 965409 D 0 D Performance Stock Unit 0.00 2019-01-02 4 M 0 714711 0.00 D 2021-09-10 Common Stock 714711 0 D Non-Qualified Stock Option (right to buy) 2019-01-03 4 M 0 336328 D 2023-08-20 Common Stock 336328 0 D Acquired upon the settlement of performance stock units granted on September 10, 2017 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan, which were accelerated in connection with the Merger (as defined below). Shares withheld to satisfy taxes arising out of settlement of performance stock units. On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018 (the "Merger Agreement"), by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own (the "Exchange Ratio"). Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 965,409 shares that were held directly by the Reporting Person, and received the Merger Consideration for each share of Issuer common stock. These Performance Stock Units ("PSUs") were accelerated in connection with the Merger. Each PSU would have vested and become releasable upon achievement of certain performance criteria. Pursuant to the Merger, this non-qualified stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. /s/ David Howard as Attorney-in-Fact for Robert G. Bearden 2019-01-03