0000899243-19-013797.txt : 20190516 0000899243-19-013797.hdr.sgml : 20190516 20190516173815 ACCESSION NUMBER: 0000899243-19-013797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190510 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVOSEL THOMAS C CENTRAL INDEX KEY: 0001229401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34723 FILM NUMBER: 19833508 MAIL ADDRESS: STREET 1: AMERICOLD REALTY TRUST STREET 2: 10 GLENLAKE PARKWAY NE, SUITE 700 CITY: ATLANTA STATE: 2Q ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICOLD REALTY TRUST CENTRAL INDEX KEY: 0001455863 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 Glenlake Pkwy., Suite 800 S. Tower CITY: Atlanta STATE: GA ZIP: 30328 BUSINESS PHONE: 678-441-1400 MAIL ADDRESS: STREET 1: 10 Glenlake Pkwy., Suite 800 S. Tower CITY: Atlanta STATE: GA ZIP: 30328 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-10 0 0001455863 AMERICOLD REALTY TRUST NYSE: COLD 0001229401 NOVOSEL THOMAS C C/O AMERICOLD REALTY TRUST 10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600 ATLANTA GA 30328 0 1 0 0 See Remarks Common Shares of Beneficial Interest 2019-05-10 4 M 0 5000 9.81 A 5000 D Common Shares of Beneficial Interest 2019-05-10 4 F 0 3128 30.87 D 1872 D Common Shares of Beneficial Interest 2019-05-15 4 M 0 5000 A 6872 D Common Shares of Beneficial Interest 2019-05-15 4 F 0 1506 31.03 D 5366 D Stock Option 9.81 2019-05-10 4 M 0 5000 0.00 D 2026-03-22 Common Shares of Beneficial Interest 5000 10000 D Restricted Stock Units 2019-05-15 4 M 0 5000 D Common Shares of Beneficial Interest 5000 0 D Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust (the "Company"). On May 10, 2019, Mr. Novosel made a net exercise of 5,000 stock options, resulting in his acquisition of 1,872 common shares of the Company. The transaction was pursuant to an exception to a lock-up agreement between Mr. Novosel and the underwriters in connection with a public offering of common shares by the Company on April 16, 2019. Options to acquire common shares vested 20% on March 22, 2017, 2018 and 2019 and remainder vest ratably on March 22, 2020 and 2021. The RSUs vested on May 15, 2019. The transaction was pursuant to an exception to a lock-up agreement between Mr. Novosel and the underwriters in connection with a public offering of common shares by the Company on April 16, 2019. Chief Accounting Officer and Senior Vice President /s/ James C. Snyder, attorney-in-fact 2019-05-16