0001493152-20-024283.txt : 20201223 0001493152-20-024283.hdr.sgml : 20201223 20201223211213 ACCESSION NUMBER: 0001493152-20-024283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201221 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINGSLEY ALFRED D CENTRAL INDEX KEY: 0001229339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37648 FILM NUMBER: 201414242 MAIL ADDRESS: STREET 1: 150 E 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OncoCyte Corp CENTRAL INDEX KEY: 0001642380 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 271041563 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15 CUSHING CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-409-7600 MAIL ADDRESS: STREET 1: 15 CUSHING CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Oncocyte Corp DATE OF NAME CHANGE: 20200205 FORMER COMPANY: FORMER CONFORMED NAME: OncoCyte Corp DATE OF NAME CHANGE: 20150513 4 1 ownership.xml X0306 4 2020-12-21 0 0001642380 OncoCyte Corp OCX 0001229339 KINGSLEY ALFRED D 150 E. 57TH STREET NEW YORK NY 10022 1 0 0 0 Common Stock, no par value 2020-12-21 4 M 0 47976 1.34 A 350787 D Common Stock, no par value 2020-12-21 4 S 0 30000 D 320787 D Common Stock, no par value 2020-12-21 4 S 0 5148 2.54 D 315639 D Common Stock, no par value 2020-12-22 4 M 0 10516 1.34 A 326155 D Common Stock, no par value 2020-12-22 4 S 0 7652 D 318503 D Common Stock, no par value 75345 I See footnote Common Stock, no par value 18767 I See footnote Option to purchase common stock 1.34 2020-12-21 4 M 0 47976 1.34 A 2020-12-28 Common Stock 47976 77024 D Option to purchase common stock 1.34 2020-12-22 4 M 0 10516 1.34 A 2020-12-28 Common Stock 10516 66508 D Shares sold at price ranging from $2.50 - $2.54. Shares sold at price ranging from $2.54 - $2.55. The shares of common stock are held by Greenbelt Corp. The Reporting Person is the President of Greenbelt Corp. and in such capacity has the right to vote and dispose of the securities held by such entity. The shares of common stock are held by Greenway Partners, LP. The Reporting Person is the General Partner of Greenway Partners, LP and in such capacity has the right to vote and dispose of the securities held by such entity. The options vested and became exercisable in equal quarterly installments on the last day of each calendar quarter over a four-year period from the date of grant on December 29, 2010. /s/ Alfred D. Kingsley 2020-12-23